Key facts
- This page summarizes Dave Ristow's Form 4 filing for Qumu Corp.
- 9 reported transactions and 3 derivative rows are listed below.
- Accepted by SEC: 03 Sep 2021, 16:05.
Dave Ristow - 01 Sep 2021 Form 4 Insider Report for Qumu Corp
- Reporting relationship
- Chief Financial Officer
- Issuer ticker
- N/A
- Reported as of
- 01 Sep 2021
- Net transaction value
- -$229,455
- Reporting owner signature
- Suzette McNally, Attorney-in-Fact for Dave Ristow
Source evidence
Original filing metadata and source links for verification.
3 source fields
Reporting owner
1 detail
Key filing fact
Dave Ristow filed Form 4 for Qumu Corp on 03 Sep 2021.
Change
- No earlier filing in this sequence is available for direct comparison.
- Current net transaction value: -$229,455.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
QUMU
transaction
Common Stock
Sale
- Transaction value
- $131,784
- Shares
- -45,079
- Change %
- -100%
- Price
- $2.92
- Shares after
- 0
- Date
- 01 Sep 2021
- Ownership
- Direct
- Footnotes
- F1
QUMU
transaction
Common Stock
Options Exercise
- Transaction value
- $57,000
- Shares
- +25,000
- Change %
- Price
- $2.28
- Shares after
- 25,000
- Date
- 01 Sep 2021
- Ownership
- Direct
QUMU
transaction
Common Stock
Options Exercise
- Transaction value
- $26,571
- Shares
- +12,500
- Change %
- +50%
- Price
- $2.13
- Shares after
- 37,500
- Date
- 01 Sep 2021
- Ownership
- Direct
QUMU
transaction
Common Stock
Sale
- Transaction value
- $108,082
- Shares
- -37,500
- Change %
- -100%
- Price
- $2.88
- Shares after
- 0
- Date
- 01 Sep 2021
- Ownership
- Direct
- Footnotes
- F2
QUMU
transaction
Common Stock
Options Exercise
- Transaction value
- $212,570
- Shares
- +100,000
- Change %
- Price
- $2.13
- Shares after
- 100,000
- Date
- 02 Sep 2021
- Ownership
- Direct
QUMU
transaction
Common Stock
Sale
- Transaction value
- $285,730
- Shares
- -100,000
- Change %
- -100%
- Price
- $2.86
- Shares after
- 0
- Date
- 02 Sep 2021
- Ownership
- Direct
- Footnotes
- F3
Reported derivative securities
Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.
QUMU
transaction
Derivative
Stock Option (Right-to-Buy)
Options Exercise
- Transaction value
- $0
- Shares
- -25,000
- Change %
- -100%
- Price
- $0.000000*
- Shares after
- 0
- Date
- 01 Sep 2021
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 25,000
- Exercise price
- $2.13
QUMU
transaction
Derivative
Stock Option (Right-to-Buy)
Options Exercise
- Transaction value
- $0
- Shares
- -12,500
- Change %
- -100%
- Price
- $0.000000*
- Shares after
- 0
- Date
- 01 Sep 2021
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 12,500
- Exercise price
- $2.28
QUMU
transaction
Derivative
Stock Option (Right-to-Buy)
Options Exercise
- Transaction value
- $0
- Shares
- -100,000
- Change %
- -100%
- Price
- $0.000000*
- Shares after
- 0
- Date
- 02 Sep 2021
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 100,000
- Exercise price
- $2.28
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Explanation of responses 3 footnotes
Footnote F1
The price reported in Column 4 is a weighted average. The shares were sold in multiple transactions at prices ranging from $2.81 to $3.101, inclusive.
Footnote F2
The price reported in Column 4 is a weighted average. The shares were sold in multiple transactions at prices ranging from $2.83 to $2.965, inclusive.
Footnote F3
The price reported in Column 4 is a weighted average. The shares were sold in multiple transactions at prices ranging from $2.81 to $2.95, inclusive.