Key facts
- This page summarizes Geeta Gupta's Form 4 filing for Fisker Inc./DE.
- 8 reported transactions and 4 derivative rows are listed below.
- Accepted by SEC: 11 Jun 2021, 19:22.
Geeta Gupta - 09 Jun 2021 Form 4 Insider Report for Fisker Inc./DE
- Reporting relationship
- Chief Financial Officer, Director
- Issuer ticker
- N/A
- Reported as of
- 09 Jun 2021
- Net transaction value
- -$9,983,937
- Reporting owner signature
- /s/ Geeta Gupta
Source evidence
Original filing metadata and source links for verification.
3 source fields
Reporting owner
1 detail
Key filing fact
Geeta Gupta filed Form 4 for Fisker Inc./DE on 11 Jun 2021.
Change
- No earlier filing in this sequence is available for direct comparison.
- Current net transaction value: -$9,983,937.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
FSR
transaction
Class A Common Stock
Options Exercise
- Transaction value
- $32,397
- Shares
- +539,956
- Change %
- +57%
- Price
- $0.0600*
- Shares after
- 1,481,474
- Date
- 10 Jun 2021
- Ownership
- Held by the Mayfair Trust
- Footnotes
- F1, F2
FSR
transaction
Class A Common Stock
Sale
- Transaction value
- $9,606,303
- Shares
- -539,956
- Change %
- -36%
- Price
- $17.79
- Shares after
- 941,518
- Date
- 10 Jun 2021
- Ownership
- Held by the Mayfair Trust
- Footnotes
- F2, F3
FSR
transaction
Class A Common Stock
Options Exercise
- Transaction value
- $1,320
- Shares
- +22,000
- Change %
- +2.3%
- Price
- $0.0600*
- Shares after
- 963,518
- Date
- 11 Jun 2021
- Ownership
- Held by the Mayfair Trust
- Footnotes
- F2
FSR
transaction
Class A Common Stock
Sale
- Transaction value
- $411,352
- Shares
- -22,000
- Change %
- -2.3%
- Price
- $18.70
- Shares after
- 941,518
- Date
- 11 Jun 2021
- Ownership
- Held by the Mayfair Trust
- Footnotes
- F2, F4
Reported derivative securities
Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.
FSR
transaction
Derivative
Stock Option
Gift
- Transaction value
- $0
- Shares
- +730,989
- Change %
- Price
- $0.000000
- Shares after
- 730,989
- Date
- 09 Jun 2021
- Ownership
- Held by the Mayfair Trust
- Underlying class
- Class A Common Stock
- Underlying amount
- 730,989
- Exercise price
- $0.0600
- Footnotes
- F5, F6
FSR
transaction
Derivative
Stock Option
Gift
- Transaction value
- $0
- Shares
- +7,189,995
- Change %
- Price
- $0.000000
- Shares after
- 7,189,995
- Date
- 09 Jun 2021
- Ownership
- Held by the Mayfair Trust
- Underlying class
- Class A Common Stock
- Underlying amount
- 7,189,995
- Exercise price
- $0.0600
- Footnotes
- F5, F6
FSR
transaction
Derivative
Stock Option
Options Exercise
- Transaction value
- $0
- Shares
- -539,956
- Change %
- -6.8%
- Price
- $0.000000
- Shares after
- 7,421,771
- Date
- 10 Jun 2021
- Ownership
- Held by the Mayfair Trust
- Underlying class
- Class A Common Stock
- Underlying amount
- 539,956
- Exercise price
- $0.0600
- Footnotes
- F2, F5
FSR
transaction
Derivative
Stock Option
Options Exercise
- Transaction value
- $0
- Shares
- -22,000
- Change %
- -0.3%
- Price
- $0.000000
- Shares after
- 7,399,771
- Date
- 11 Jun 2021
- Ownership
- Held by the Mayfair Trust
- Underlying class
- Class A Common Stock
- Underlying amount
- 22,000
- Exercise price
- $0.0600
- Footnotes
- F2, F5
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Explanation of responses 6 footnotes
Footnote F1
Includes shares previously held by HF Holdco, LLC which have been transferred into the Mayfair Trust.
Footnote F2
The Reporting Person and her spouse are the trustees of the Mayfair Trust.
Footnote F3
The price reported herein is a weighted average price. These shares were sold in multiple transactions at prices ranging from $17.44 to $18.37, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
Footnote F4
The price reported herein is a weighted average price. These shares were sold in multiple transactions at prices ranging from $18.365 to $18.89, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
Footnote F5
The stock option is fully vested and immediately exercisable.
Footnote F6
On June 9, 2021, the Reporting Person's spouse transferred this stock option to the Mayfair Trust, of which the Reporting Person and her spouse are the trustees.
SEC remarks
The sales reported on this Form 4 reflect the aggregate sales of stock underlying options formerly held by both Dr. Gupta and Mr. Fisker. Each of Dr. Gupta and Mr. Fisker have an indirect interest in the Mayfair Trust and have therefore each filed Form 4s with this information, but the sales are aggregated and not for each individually.