Monica L. Brady - 23 May 2022 Form 4 Insider Report for ProPhase Labs, Inc. (PRPH)

Source evidence Original filing metadata and source links for verification. 3 source fields
SEC form
4
Accepted by SEC
25 May 2022, 17:18:43 UTC
Source filing
View source filing
Reporting owner 1 detail
Reporting owner signature
/s/ Monica Brady

Key filing fact

Monica L. Brady filed Form 4 for ProPhase Labs, Inc. (PRPH) on 25 May 2022.

Key facts

  • This page summarizes Monica L. Brady's Form 4 filing for ProPhase Labs, Inc. (PRPH).
  • 5 reported transactions and 2 derivative rows are listed below.
  • Accepted by SEC: 25 May 2022, 17:18.

Change

  • No earlier filing in this sequence is available for direct comparison.
  • Current net transaction value: -$932.

Research use

  • This tells you what this filing adds before you inspect full transaction and derivative tables.
  • You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

PRPH transaction

Common Stock, par value $0.0005

Options Exercise

Transaction value
$53,750
Shares
+25,000
Change %
+337%
Price
$2.15
Shares after
32,428
Date
23 May 2022
Ownership
Direct
Footnotes
F1
PRPH transaction

Common Stock, par value $0.0005

Options Exercise

Transaction value
$45,315
Shares
+14,250
Change %
+44%
Price
$3.18
Shares after
46,678
Date
23 May 2022
Ownership
Direct
Footnotes
F1
PRPH transaction

Common Stock, par value $0.0005

Tax liability

Transaction value
$99,997
Shares
-11,806
Change %
-25%
Price
$8.47
Shares after
34,872
Date
23 May 2022
Ownership
Direct
Footnotes
F1

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

PRPH transaction Derivative

Option (right to buy)

Options Exercise

Transaction value
$0
Shares
-25,000
Change %
-100%
Price
$0.000000*
Shares after
0
Date
23 May 2022
Ownership
Direct
Underlying class
Common Stock
Underlying amount
25,000
Exercise price
$2.15
Footnotes
F1, F2
PRPH transaction Derivative

Option (right to buy)

Options Exercise

Transaction value
$0
Shares
-14,250
Change %
-28%
Price
$0.000000
Shares after
35,750
Date
23 May 2022
Ownership
Direct
Underlying class
Common Stock
Underlying amount
14,250
Exercise price
$3.18
Footnotes
F1, F3
* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 3 footnotes

Footnote F1

On May 23, 2022, the Reporting Person acquired net 27,444 shares of common stock upon the exercise of stock options to purchase 39,250 shares of common stock, less 11,806 shares of common stock withheld to cover the exercise price and applicable taxes.

Footnote F2

25% of the shares subject to this option were vested and exercisable as of September 26, 2017, the date of grant, and the remaining 75% of the shares vested in three annual installments beginning on September 26, 2018.

Footnote F3

These options vest in four equal annual installments beginning December 4, 2019, as detailed in a stock option award agreement by and between the Issuer and the Reporting Person, dated as of December 4, 2018.

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