Grant Gawronski - 25 Feb 2023 Form 4 Insider Report for Gates Industrial Corp plc (GTES)

Source evidence Original filing metadata and source links for verification. 4 source fields
SEC form
4
Accepted by SEC
28 Feb 2023, 17:45:51 UTC
Prior SEC filing
23 Feb 2023
Source filing
View source filing
Reporting owner 1 detail
Reporting owner signature
/s/ Hillary Barrett-Osborne

Key filing fact

Grant Gawronski filed Form 4 for Gates Industrial Corp plc (GTES) on 28 Feb 2023.

Key facts

  • This page summarizes Grant Gawronski's Form 4 filing for Gates Industrial Corp plc (GTES).
  • 6 reported transactions and 2 derivative rows are listed below.
  • Accepted by SEC: 28 Feb 2023, 17:45.

Change

  • Previous filing in this sequence was filed on 23 Feb 2023.
  • Current net transaction value: -$122,082.

Research use

  • This tells you what this filing adds before you inspect full transaction and derivative tables.
  • You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

GTES transaction

Ordinary Shares

Options Exercise

Transaction value
$0
Shares
+17,974
Change %
+11%
Price
$0.000000
Shares after
186,225
Date
25 Feb 2023
Ownership
Direct
Footnotes
F1
GTES transaction

Ordinary Shares

Tax liability

Transaction value
$79,058
Shares
-5,599
Change %
-3%
Price
$14.12
Shares after
180,626
Date
25 Feb 2023
Ownership
Direct
Footnotes
F2
GTES transaction

Ordinary Shares

Options Exercise

Transaction value
$0
Shares
+12,043
Change %
+6.7%
Price
$0.000000
Shares after
192,669
Date
26 Feb 2023
Ownership
Direct
Footnotes
F1
GTES transaction

Ordinary Shares

Tax liability

Transaction value
$43,024
Shares
-3,047
Change %
-1.6%
Price
$14.12
Shares after
189,622
Date
26 Feb 2023
Ownership
Direct
Footnotes
F2

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

GTES transaction Derivative

Time-Based Restricted Stock Units

Options Exercise

Transaction value
$0
Shares
-17,974
Change %
-23%
Price
$0.000000
Shares after
60,037
Date
25 Feb 2023
Ownership
Direct
Underlying class
Ordinary Shares
Underlying amount
17,974
Exercise price
Footnotes
F3, F4
GTES transaction Derivative

Time-Based Restricted Stock Units

Options Exercise

Transaction value
$0
Shares
-12,043
Change %
-20%
Price
$0.000000
Shares after
47,994
Date
26 Feb 2023
Ownership
Direct
Underlying class
Ordinary Shares
Underlying amount
12,043
Exercise price
Footnotes
F3, F4
* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 4 footnotes

Footnote F1

Represents time-based restricted stock units ("TBRSU") that vested on the anniversary of the grant date.

Footnote F2

Represents ordinary shares withheld to satisfy certain tax withholding related obligations in connection with the vesting of previously granted TBRSUs.

Footnote F3

Each TBRSU represents a contingent right to receive one share of the issuer ordinary shares. The TBRSUs will be settled in either ordinary shares or cash (or a combination thereof).

Footnote F4

The reporting person was granted TBRSUs that vest in three substantially equal annual installments beginning on the first anniversary of the grant date. The number set forth in Column 9 reflects all TBRSUs outstanding subject to future vesting.

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