(MAT)

Reporting relationship: EVP & Chief People Officer
Issuer ticker: MAT
Reported as of: 02 Aug 2023
Net transaction value: -$41,671
SEC form: 4
Accepted by SEC: 04 Aug 2023, 19:06:28 UTC
Prior SEC filing: 02 Aug 2023
Next SEC filing: 25 Jan 2024
Source filing: View source filing
Reporting owner signature: /s/ Tiffani Magri, Attorney-in-Fact for Amanda J. Thompson

Key filing fact

Amanda J. Thompson filed Form 4 for MATTEL INC /DE/ (MAT) on 04 Aug 2023.

Key facts

This page summarizes Amanda J. Thompson's Form 4 filing for MATTEL INC /DE/ (MAT).
3 reported transactions and 1 derivative row are listed below.
Accepted by SEC: 04 Aug 2023, 19:06.

Change

Previous filing in this sequence was filed on 02 Aug 2023.
Current net transaction value: -$41,671.

Research use

This tells you what this filing adds before you inspect full transaction and derivative tables.
You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

MAT transaction

Common Stock

Options Exercise

Transaction value
Shares: +3,954
Change %: +2.7%
Price
Shares after: 147,961
Date: 02 Aug 2023
Ownership: Direct
Footnotes: F1

MAT transaction

Common Stock

Tax liability

Transaction value: $41,671
Shares: -1,961
Change %: -1.3%
Price: $21.25
Shares after: 146,000
Date: 02 Aug 2023
Ownership: Direct
Footnotes: F2

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

MAT transaction Derivative

Restricted Stock Units

Options Exercise

Transaction value: $0
Shares: -3,954
Change %: -49%
Price: $0.000000
Shares after: 4,074
Date: 02 Aug 2023
Ownership: Direct
Underlying class: Common Stock
Underlying amount: 3,954
Exercise price
Footnotes: F1

^* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 2 footnotes

Footnote F1

As reported on a Form 4 dated July 31, 2021 and filed on August 3, 2021, the Reporting Person received a grant of 11,981 Restricted Stock Units ("RSUs" or "Units") on August 2, 2021. The RSUs vested as to (a) 33% of the Units granted on the first anniversary of the date of grant, (b) an additional 33% of the Units granted on the second anniversary of the date of grant, and (c) the remaining 34% of the Units granted on the third anniversary of the date of grant. On each vesting date, for each Unit vesting on such date, the Reporting Person received one share of Mattel, Inc. Common Stock, subject to tax withholding. On August 2, 2023, the second 33% of these RSUs vested, resulting in the issuance of 3,954 shares of Mattel, Inc. Common Stock.

Footnote F2

Pursuant to the terms of the August 2, 2021 RSU grant, 1,961 shares of Mattel, Inc. Common Stock were automatically withheld at vesting to cover required tax withholding.