Key facts
- This page summarizes Amanda J. Thompson's Form 4 filing for MATTEL INC /DE/ (MAT).
- 7 reported transactions and 2 derivative rows are listed below.
- Accepted by SEC: 02 Aug 2023, 17:18.
Amanda J. Thompson - 31 Jul 2023 Form 4 Insider Report for MATTEL INC /DE/ (MAT)
- Reporting relationship
- EVP & Chief People Officer
- Issuer ticker
- MAT
- Reported as of
- 31 Jul 2023
- Net transaction value
- -$1,629,591
- SEC form
- 4
- Accepted by SEC
- 02 Aug 2023, 17:18:35 UTC
- Prior SEC filing
- 02 May 2023
- Next SEC filing
- 04 Aug 2023
- Source filing
- View source filing
- Reporting owner signature
- /s/ Tiffani Magri, Attorney-in-Fact for Amanda J. Thompson
Source evidence
Original filing metadata and source links for verification.
5 source fields
Reporting owner
1 detail
Key filing fact
Amanda J. Thompson filed Form 4 for MATTEL INC /DE/ (MAT) on 02 Aug 2023.
Change
- Previous filing in this sequence was filed on 02 May 2023.
- Current net transaction value: -$1,629,591.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
MAT
transaction
Common Stock
Options Exercise
- Transaction value
- Shares
- +8,034
- Change %
- +4.3%
- Price
- Shares after
- 192,991
- Date
- 31 Jul 2023
- Ownership
- Direct
- Footnotes
- F1
MAT
transaction
Common Stock
Tax liability
- Transaction value
- $84,859
- Shares
- -3,984
- Change %
- -2.1%
- Price
- $21.30
- Shares after
- 189,007
- Date
- 31 Jul 2023
- Ownership
- Direct
- Footnotes
- F2
MAT
transaction
Common Stock
Options Exercise
- Transaction value
- $639,558
- Shares
- +57,566
- Change %
- +30%
- Price
- $11.11
- Shares after
- 246,573
- Date
- 31 Jul 2023
- Ownership
- Direct
MAT
transaction
Common Stock
Sale
- Transaction value
- $1,225,926
- Shares
- -57,566
- Change %
- -23%
- Price
- $21.30
- Shares after
- 189,007
- Date
- 31 Jul 2023
- Ownership
- Direct
- Footnotes
- F3
MAT
transaction
Common Stock
Sale
- Transaction value
- $958,365
- Shares
- -45,000
- Change %
- -24%
- Price
- $21.30
- Shares after
- 144,007
- Date
- 31 Jul 2023
- Ownership
- Direct
- Footnotes
- F4
Reported derivative securities
Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.
MAT
transaction
Derivative
Restricted Stock Units
Options Exercise
- Transaction value
- $0
- Shares
- -8,034
- Change %
- -100%
- Price
- $0.000000*
- Shares after
- 0
- Date
- 31 Jul 2023
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 8,034
- Exercise price
- Footnotes
- F1
MAT
transaction
Derivative
Employee Stock Option - Right to Buy
Options Exercise
- Transaction value
- $0
- Shares
- -57,566
- Change %
- -100%
- Price
- $0.000000*
- Shares after
- 0
- Date
- 31 Jul 2023
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 57,566
- Exercise price
- $11.11
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Explanation of responses 4 footnotes
Footnote F1
As reported on a Form 4 dated July 31, 2020 and filed on August 4, 2020, the Reporting Person received a grant of 23,627 Restricted Stock Units ("RSUs" or "Units") on July 31, 2020. The RSUs vested as to (a) 33% of the Units granted on the first anniversary of the date of grant, (b) an additional 33% of the Units granted on the second anniversary of the date of grant, and (c) the remaining 34% of the Units granted on the third anniversary of the date of grant. On each vesting date, for each Unit vesting on such date, the Reporting Person received one share of Mattel, Inc. Common Stock, subject to tax withholding. On July 31, 2023, the remaining 34% of these RSUs vested, resulting in the issuance of 8,034 shares of Mattel, Inc. Common Stock.
Footnote F2
Pursuant to the terms of the July 31, 2020 RSU grant, 3,984 shares of Mattel, Inc. Common Stock were automatically withheld at vesting to cover required tax withholding.
Footnote F3
This transaction was executed in multiple trades at prices ranging from $21.115 to $21.635. The price reported reflects the weighted average purchase price, rounded to the nearest tenth of a cent. The Reporting Person hereby undertakes to provide to the SEC staff, the issuer or a security holder of the issuer, upon request, full information regarding the number of shares and prices at which the transactions were effected.
Footnote F4
This transaction was executed in multiple trades at prices ranging from $21.115 to $21.620. The price reported reflects the weighted average purchase price, rounded to the nearest tenth of a cent. The Reporting Person hereby undertakes to provide to the SEC staff, the issuer or a security holder of the issuer, upon request, full information regarding the number of shares and prices at which the transactions were effected.