Robert Todd Brooks - 20 Mar 2023 Form 4 Insider Report for FALCONSTOR SOFTWARE INC (FALC)

Reporting relationship: Chief Executive Officer, Director
Issuer ticker: FALC
Reported as of: 20 Mar 2023
Net transaction value: +$2,136
SEC form: 4
Accepted by SEC: 22 Mar 2023, 17:00:27 UTC
Prior SEC filing: 14 Nov 2022
Source filing: View source filing
Reporting owner signature: /s/ Robert Todd Brooks

Key filing fact

Robert Todd Brooks filed Form 4 for FALCONSTOR SOFTWARE INC (FALC) on 22 Mar 2023.

Key facts

This page summarizes Robert Todd Brooks's Form 4 filing for FALCONSTOR SOFTWARE INC (FALC).
1 reported transaction and 0 derivative rows are listed below.
Accepted by SEC: 22 Mar 2023, 17:00.

Change

Previous filing in this sequence was filed on 14 Nov 2022.
Current net transaction value: +$2,136.

Research use

This tells you what this filing adds before you inspect full transaction and derivative tables.
You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

FALC transaction

Common Stock

Purchase

Transaction value: $2,136
Shares: +1,200
Change %: +1.4%
Price: $1.78
Shares after: 87,146
Date: 20 Mar 2023
Ownership: Direct
Footnotes: F1

FALC holding

Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after: 662,376
Date: 20 Mar 2023
Ownership: Direct
Footnotes: F2

^* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 2 footnotes

Footnote F1

The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $1.54 to $2.00, inclusive. The Reporting Person undertakes to provide the Securities and Exchange Commission, upon request, further information regarding the number of shares purchased at each separate price such shares were purchased.

Footnote F2

Represents shares of restricted stock units that are subject to vesting.