Key facts
- This page summarizes Sanjay Tolia's Form 3 filing for BODY & MIND INC..
- 0 reported transactions and 4 derivative rows are listed below.
- Accepted by SEC: 03 Apr 2023, 17:34.
Sanjay Tolia - 30 Dec 2021 Form 3 Insider Report for BODY & MIND INC.
- Reporting relationship
- 10%+ Owner
- Issuer ticker
- N/A
- Reported as of
- 30 Dec 2021
- Net transaction value
- $0
- SEC form
- 3
- Accepted by SEC
- 03 Apr 2023, 17:34:03 UTC
- Next SEC filing
- 07 Apr 2023
- Source filing
- View source filing
- Reporting owner signature
- /s/ Sanjay Tolia
Source evidence
Original filing metadata and source links for verification.
4 source fields
Reporting owner
1 detail
Key filing fact
Sanjay Tolia filed Form 3 for BODY & MIND INC. on 03 Apr 2023.
Change
- No earlier filing in this sequence is available for direct comparison.
- Current net transaction value: $0.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Official SEC source
View source filing
Ownership activity is grounded in SEC Form 3 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
BMMJ
holding
Common Shares
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 666,667
- Date
- 30 Dec 2021
- Ownership
- Direct
BMMJ
holding
Common Shares
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 1,333,333
- Date
- 30 Dec 2021
- Ownership
- See Footnote
- Footnotes
- F1, F9, F10
BMMJ
holding
Common Shares
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 3,400,000
- Date
- 30 Dec 2021
- Ownership
- See Footnotes
- Footnotes
- F2, F9, F10
BMMJ
holding
Common Shares
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 250,000
- Date
- 30 Dec 2021
- Ownership
- See Footnotes
- Footnotes
- F3, F9, F10
BMMJ
holding
Common Shares
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 3,509,310
- Date
- 30 Dec 2021
- Ownership
- See Footnotes
- Footnotes
- F4, F9, F10
Reported derivative securities
Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.
BMMJ
holding
Derivative
8% 5 year convertible debentures
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- Date
- 30 Dec 2021
- Ownership
- See footnotes
- Underlying class
- Common Shares
- Underlying amount
- 27,500,000
- Exercise price
- $0.1000
- Footnotes
- F5, F9, F10
BMMJ
holding
Derivative
8% 5 year convertible debentures
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- Date
- 30 Dec 2021
- Ownership
- See footnotes
- Underlying class
- Common Shares
- Underlying amount
- 2,500,000
- Exercise price
- $0.1000
- Footnotes
- F6, F9, F10
BMMJ
holding
Derivative
4 year warrants
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- Date
- 30 Dec 2021
- Ownership
- See footnotes
- Underlying class
- Common Shares
- Underlying amount
- 13,750,000
- Exercise price
- $0.1000
- Footnotes
- F7, F9, F10
BMMJ
holding
Derivative
4 year warrants
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- Date
- 30 Dec 2021
- Ownership
- See footnotes
- Underlying class
- Common Shares
- Underlying amount
- 1,250,000
- Exercise price
- $0.1000
- Footnotes
- F8, F9, F10
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Explanation of responses 10 footnotes
Footnote F1
On December 23, 2022, the Issuer issued Bengal Impact Partners LLC (the "Manager") 1,333,333 common shares.
Footnote F2
On February 3, 2023, Bengal Catalyst Fund, LP (the "Fund") acquired 3,400,000 common shares, par value USD$0.0001 per share (the "Shares") of the Issuer in a block trade with a broker at a price of $0.24 per Share.
Footnote F3
On December 30, 2021, the Fund acquired 250,000 Shares in a private placement transaction at a price of $0.30 per Share pursuant to a Securities Purchase Agreement dated as of December 30, 2021 with the seller named therein.
Footnote F4
Between January 24, 2022 and April 14, 2022, the Fund acquired 3,509,310 Shares in a series of open market transactions, at prices between $0.22 and $0.34 per Share..
Footnote F5
On December 19, 2022, BAM I, a Series of Bengal Catalyst Fund SPV, LP (the "Series"), purchased from the Company 8% five year convertible debentures in the principal amount of $2,750,000, the principal and accrued interest of which are convertible into Shares at a price of $USD 0.10 per Share.
Footnote F6
Pursuant to that certain Nominee Agreement dated February 3, 2023, by and among Mindset Value Fund LP, a Delaware limited liability company, Mindset Value Wellness Fund LP, a Delaware limited partnership, Mindset Capital LLC, a Delaware limited liability company (collectively, the "Mindset Entities"), and the Manager (the "Nominee Agreement"), the Manager has sole voting and dispositive control over 8% five year convertible debentures in the principal amount of $250,000, the principal and accrued interest of which are convertible into Shares at a price of $USD 0.10 per Share.
Footnote F7
On December 19, 2022, the Series purchased from the Company four year warrants exercisable for 13,750,000 Shares, at a price of $USD 0.10 per Share.
Footnote F8
Pursuant to the Nominee Agreement the Manager has sole voting and dispositive control over four year warrants exercisable for 1,250,000 Shares, at a price of $USD 0.10 per Share owned by the Mindset Entities.
Footnote F9
The Reporting Person has shared investment control and voting power over the Manger which has sole investment control and voting power over all securities held by the Fund and the Series.
Footnote F10
Unless otherwise specified, all Share transaction prices referred to in this Form 3 are in Canadian dollars.