Paul Lin - 18 Aug 2023 Form 4 Insider Report for RBB Bancorp (RBB)

Source evidence Original filing metadata and source links for verification. 4 source fields
SEC form
4
Accepted by SEC
18 Aug 2023, 20:18:06 UTC
Prior SEC filing
12 Jun 2023
Source filing
View source filing
Reporting owner 1 detail
Reporting owner signature
/s/ Paul Lin

Key filing fact

Paul Lin filed Form 4 for RBB Bancorp (RBB) on 18 Aug 2023.

Key facts

  • This page summarizes Paul Lin's Form 4 filing for RBB Bancorp (RBB).
  • 0 reported transactions and 3 derivative rows are listed below.
  • Accepted by SEC: 18 Aug 2023, 20:18.

Change

  • Previous filing in this sequence was filed on 12 Jun 2023.
  • Current net transaction value: $0.

Research use

  • This tells you what this filing adds before you inspect full transaction and derivative tables.
  • You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

RBB holding

Common Stock, No Par Value

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
2,450
Date
18 Aug 2023
Ownership
Direct

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

RBB holding Derivative

Option (right to buy)

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
0
Date
18 Aug 2023
Ownership
Direct
Underlying class
Common Stock
Underlying amount
10,250
Exercise price
$13.21
Footnotes
F1
RBB holding Derivative

Option (right to buy)

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
0
Date
18 Aug 2023
Ownership
Direct
Underlying class
Common Stock
Underlying amount
10,000
Exercise price
$17.08
Footnotes
F2
RBB holding Derivative

Option (right to buy)

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
0
Date
18 Aug 2023
Ownership
Direct
Underlying class
Common Stock
Underlying amount
10,000
Exercise price
$18.25
Footnotes
F3
* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Section 16 status

Paul Lin is no longer subject to Section 16 filing requirements. Form 4 or Form 5 obligations may still apply in specific circumstances.

Explanation of responses 3 footnotes

Footnote F1

These options vest in three equal annual installments beginning one year after the 05/21/2014 date of grant.

Footnote F2

These options vest in three equal annual installments beginning one year after the 05/20/2015 date of grant.

Footnote F3

These options vest in three equal annual installments beginning one year after the 05/17/2016 date of grant.

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