Key facts
- This page summarizes Katharina G. Mcfarland's Form 4 filing for Transphorm, Inc..
- 2 reported transactions and 1 derivative row are listed below.
- Accepted by SEC: 25 Jul 2023, 18:29.
Katharina G. Mcfarland - 21 Jul 2023 Form 4 Insider Report for Transphorm, Inc.
- Reporting relationship
- Director
- Issuer ticker
- N/A
- Reported as of
- 21 Jul 2023
- Net transaction value
- +$9,946
- SEC form
- 4
- Accepted by SEC
- 25 Jul 2023, 18:29:56 UTC
- Prior SEC filing
- 08 Jun 2023
- Next SEC filing
- 13 Oct 2023
- Source filing
- View source filing
- Reporting owner signature
- /s/ Cameron McAulay, Attorney-in-Fact
Source evidence
Original filing metadata and source links for verification.
5 source fields
Reporting owner
1 detail
Key filing fact
Katharina G. Mcfarland filed Form 4 for Transphorm, Inc. on 25 Jul 2023.
Change
- Previous filing in this sequence was filed on 08 Jun 2023.
- Current net transaction value: +$9,946.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
TGAN
transaction
Common Stock
Options Exercise
- Transaction value
- $9,946
- Shares
- +3,014
- Change %
- +8.6%
- Price
- $3.30
- Shares after
- 38,014
- Date
- 21 Jul 2023
- Ownership
- Direct
- Footnotes
- F1
Reported derivative securities
Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.
TGAN
transaction
Derivative
Subscription Rights (right to buy)
Options Exercise
- Transaction value
- $0
- Shares
- -19,687
- Change %
- -100%
- Price
- $0.000000*
- Shares after
- 0
- Date
- 21 Jul 2023
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 3,014
- Exercise price
- $3.30
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Explanation of responses 1 footnote
Footnote F1
Represents Issuer common stock acquired by the reporting person following the exercise of non-transferable subscription rights distributed in connection with the Issuer's rights offering to stockholders of record on June 26, 2023, as described in the Issuer's prospectus supplement dated July 5, 2023 and the accompanying base prospectus.