Key facts
- This page summarizes Douglas J. Hughes's Form 4 filing for Eargo, Inc..
- 2 reported transactions and 1 derivative row are listed below.
- Accepted by SEC: 25 Nov 2022, 12:05.
Douglas J. Hughes - 22 Nov 2022 Form 4 Insider Report for Eargo, Inc.
- Reporting relationship
- Director
- Issuer ticker
- N/A
- Reported as of
- 22 Nov 2022
- Net transaction value
- +$35,682
- SEC form
- 4
- Accepted by SEC
- 25 Nov 2022, 12:05:22 UTC
- Prior SEC filing
- 14 Oct 2022
- Next SEC filing
- 14 Apr 2023
- Source filing
- View source filing
- Reporting owner signature
- /s/ Christy La Pierre, Attorney-in-Fact for Douglas J. Hughes
Source evidence
Original filing metadata and source links for verification.
5 source fields
Reporting owner
1 detail
Key filing fact
Douglas J. Hughes filed Form 4 for Eargo, Inc. on 25 Nov 2022.
Change
- Previous filing in this sequence was filed on 14 Oct 2022.
- Current net transaction value: +$35,682.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
EAR
transaction
Common Stock
Exercise of in-the-money or at-the-money derivative security
- Transaction value
- $35,682
- Shares
- +71,363
- Change %
- +200%
- Price
- $0.5000
- Shares after
- 107,072
- Date
- 22 Nov 2022
- Ownership
- Direct
- Footnotes
- F1
Reported derivative securities
Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.
EAR
transaction
Derivative
Subscription Rights (right to buy)
Exercise of in-the-money or at-the-money derivative security
- Transaction value
- $0
- Shares
- -7,500
- Change %
- -100%
- Price
- $0.000000*
- Shares after
- 0
- Date
- 23 Nov 2022
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 71,363
- Exercise price
- $0.5000
- Footnotes
- F2, F3
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Explanation of responses 3 footnotes
Footnote F1
Represents shares of the Issuer's Common Stock acquired by the Reporting Person following the exercise of his basic subscription rights in connection with the Issuer's rights offering to holders of Common Stock, as described in the issuer's prospectus dated October 27, 2022 (the "Rights Offering"). Each holder of Common Stock of record as of October 24, 2022 received one right for each share of Common Stock, and each right entitled the holder of Common Stock to purchase 9.5151 shares of Common Stock at the subscription price of $0.50 per whole share.
Footnote F2
Represents exercise price per whole share of Common Stock.
Footnote F3
The Rights Offering expired on November 17, 2022, and final determination of the pro rata allocation for each exercising holder was determined on November 22, 2022.