Key facts
- This page summarizes CANTOR FITZGERALD INVESTMENT ADVISORS L.P.'s Form 4 filing for CANTOR FITZGERALD SUSTAINABLE INFRASTRUCTURE FUND.
- 3 reported transactions and 0 derivative rows are listed below.
- Accepted by SEC: 21 Mar 2023, 12:47.
CANTOR FITZGERALD INVESTMENT ADVISORS L.P. - 20 Mar 2023 Form 4 Insider Report for CANTOR FITZGERALD SUSTAINABLE INFRASTRUCTURE FUND
- Reporting relationship
- Investment Advisor of Issuer, 10%+ Owner
- Issuer ticker
- N/A
- Reported as of
- 20 Mar 2023
- Net transaction value
- $0
- SEC form
- 4
- Accepted by SEC
- 21 Mar 2023, 12:47:04 UTC
- Prior SEC filing
- 21 Mar 2023
- Source filing
- View source filing
- Reporting owner signature
- /s/ Mark Kaplan, CEO of Reporting Person
Source evidence
Original filing metadata and source links for verification.
4 source fields
Reporting owner
1 detail
Key filing fact
CANTOR FITZGERALD INVESTMENT ADVISORS L.P. filed Form 4 for CANTOR FITZGERALD SUSTAINABLE INFRASTRUCTURE FUND on 21 Mar 2023.
Change
- Previous filing in this sequence was filed on 21 Mar 2023.
- Current net transaction value: $0.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
CAFIX
transaction
Class A Shares
Disposed to Issuer
- Transaction value
- Shares
- -499,996
- Change %
- -98%
- Price
- Shares after
- 10,816
- Date
- 20 Mar 2023
- Ownership
- Direct
- Footnotes
- F1
CAFIX
transaction
Class C Shares
Award
- Transaction value
- Shares
- +9,800
- Change %
- Price
- Shares after
- 9,800
- Date
- 20 Mar 2023
- Ownership
- Direct
- Footnotes
- F1
CAFIX
transaction
Class I Shares
Award
- Transaction value
- Shares
- +490,196
- Change %
- Price
- Shares after
- 490,196
- Date
- 20 Mar 2023
- Ownership
- Direct
- Footnotes
- F1
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Explanation of responses 1 footnote
Footnote F1
The reporting person exchanged Class A Shares for Class C Shares and Class I Shares in an exchange transaction with the Issuer that was exempt pursuant to Rule 16b-3 under the Securities Exchange Act of 1934, as amended.