Ian Seth Jacobs - 22 Jun 2021 Form 4 Insider Report for Aeluma, Inc. (ALMU)

Source evidence Original filing metadata and source links for verification. 5 source fields
SEC form
4
Accepted by SEC
23 Jun 2021, 21:51:53 UTC
Prior SEC filing
26 Jul 2021
Next SEC filing
10 Feb 2022
Source filing
View source filing
Reporting owner 1 detail
Reporting owner signature
/s/ Ian Seth Jacobs

Key filing fact

Ian Seth Jacobs filed Form 4 for Aeluma, Inc. (ALMU) on 23 Jun 2021.

Key facts

  • This page summarizes Ian Seth Jacobs's Form 4 filing for Aeluma, Inc. (ALMU).
  • 1 reported transaction and 0 derivative rows are listed below.
  • Accepted by SEC: 23 Jun 2021, 21:51.

Change

  • Previous filing in this sequence was filed on 26 Jul 2021.
  • Current net transaction value: $0.

Research use

  • This tells you what this filing adds before you inspect full transaction and derivative tables.
  • You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

ALMU transaction

Common stock, par value $0.0001 per share

Other

Transaction value
$0
Shares
-50,000
Change %
-20%
Price
$0.000000
Shares after
200,000
Date
22 Jun 2021
Ownership
Direct
Footnotes
F1
* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 1 footnote

Footnote F1

Pursuant to the terms of an Agreement and Plan of Merger and Reorganization, dated as of June 22, 2021, by and among the Issuer, Aeluma Operating Co. ("Acquisition Sub"), and Biond Photonics, Inc. (d.b.a. "Aeluma") ("Biond"), on June 22, 2021, Biond merged with and into Acquisition Sub, with Acquisition Sub continuing as the surviving entity (the "Merger") and as the Issuer's wholly-owned subsidiary. As a condition to the Merger, pursuant to the terms of a stock cancellation agreement, the reporting person voluntarily surrendered and canceled 50,000 shares of the Issuer's common stock prior to the consummation of the Merger. The reporting person resigned as a director and officer of the Issuer upon consummation of the Merger.

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