Key facts
- This page summarizes Jeffrey D. Engelberg's Form 4 filing for EASTMAN KODAK CO (KODK).
- 2 reported transactions and 6 derivative rows are listed below.
- Accepted by SEC: 20 May 2021, 19:15.
Jeffrey D. Engelberg - 18 May 2021 Form 4 Insider Report for EASTMAN KODAK CO (KODK)
- Reporting relationship
- Director
- Issuer ticker
- KODK
- Reported as of
- 18 May 2021
- Net transaction value
- $0
- Reporting owner signature
- /s/ Roger W. Byrd, Attorney-in-fact for Jeffrey D. Engelberg
Source evidence
Original filing metadata and source links for verification.
3 source fields
Reporting owner
1 detail
Key filing fact
Jeffrey D. Engelberg filed Form 4 for EASTMAN KODAK CO (KODK) on 20 May 2021.
Change
- No earlier filing in this sequence is available for direct comparison.
- Current net transaction value: $0.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
KODK
transaction
Common Stock, par value $.01
Options Exercise
- Transaction value
- $0
- Shares
- +7,159
- Change %
- +3.5%
- Price
- $0.000000
- Shares after
- 213,680
- Date
- 18 May 2021
- Ownership
- Direct
- Footnotes
- F2
KODK
holding
Common Stock, par value $.01
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 2,534,892
- Date
- 18 May 2021
- Ownership
- See footnote
- Footnotes
- F1
Reported derivative securities
Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.
KODK
transaction
Derivative
Restricted Stock Units
Options Exercise
- Transaction value
- $0
- Shares
- -7,159
- Change %
- -100%
- Price
- $0.000000*
- Shares after
- 0
- Date
- 18 May 2021
- Ownership
- Direct
- Underlying class
- Common Stock, par value $.01
- Underlying amount
- 7,159
- Exercise price
- $0.000000
- Footnotes
- F2
KODK
holding
Derivative
Stock Option (Right to Buy)
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 21,081
- Date
- 18 May 2021
- Ownership
- Direct
- Underlying class
- Common Stock, par value $.01
- Underlying amount
- 21,081
- Exercise price
- $3.03
- Footnotes
- F3
KODK
holding
Derivative
Stock Option (Right to Buy)
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 6,416
- Date
- 18 May 2021
- Ownership
- Direct
- Underlying class
- Common Stock, par value $.01
- Underlying amount
- 6,416
- Exercise price
- $4.53
- Footnotes
- F3
KODK
holding
Derivative
Stock Option (Right to Buy)
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 6,416
- Date
- 18 May 2021
- Ownership
- Direct
- Underlying class
- Common Stock, par value $.01
- Underlying amount
- 6,416
- Exercise price
- $6.03
- Footnotes
- F3
KODK
holding
Derivative
Stock Option (Right to Buy)
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 3,666
- Date
- 18 May 2021
- Ownership
- Direct
- Underlying class
- Common Stock, par value $.01
- Underlying amount
- 3,666
- Exercise price
- $12.00
- Footnotes
- F3
KODK
holding
Derivative
Series B Covertible Preferred Stock
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 50,000
- Date
- 18 May 2021
- Ownership
- See footnote
- Underlying class
- Common Stock, par value $.01
- Underlying amount
- 476,190
- Exercise price
- $10.50
- Footnotes
- F1, F4
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Section 16 status
Jeffrey D. Engelberg is no longer subject to Section 16 filing requirements. Form 4 or Form 5 obligations may still apply in specific circumstances.
Explanation of responses 4 footnotes
Footnote F1
These securities are owned directly by C2W Partners Master Fund Limited ("C2W"). Mr. Engelberg is the managing member of Additive Advisory and Capital, LLC, which receives management fees from C2W. Mr. Engelberg disclaims beneficial ownership of the securities held by C2W and states that the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purpose.
Footnote F2
These restricted stock units convert into common stock on a one-for-one basis.
Footnote F3
This option has fully vested as of the date of this report.
Footnote F4
The convertible preferred stock is convertible at any time, at the holder's election.