James H. Dennedy - 01 Jan 2022 Form 4 Insider Report for urban-gro, Inc. (UGRO)

Source evidence Original filing metadata and source links for verification. 3 source fields
SEC form
4
Accepted by SEC
08 Feb 2022, 16:02:21 UTC
Source filing
View source filing
Reporting owner 1 detail
Reporting owner signature
/s/ James H. Dennedy
Filing notes and source

Key filing fact

James H. Dennedy filed Form 4 for urban-gro, Inc. (UGRO) on 08 Feb 2022.

Key facts

  • This page summarizes James H. Dennedy's Form 4 filing for urban-gro, Inc. (UGRO).
  • 2 reported transactions and 0 derivative rows are listed below.
  • Accepted by SEC: 08 Feb 2022, 16:02.

Change

  • No earlier filing in this sequence is available for direct comparison.
  • Current net transaction value: $0.

Research use

  • This tells you what this filing adds before you inspect full transaction and derivative tables.
  • You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

UGRO transaction

Restricted Stock

Award

Transaction value
$0
Shares
+42,939
Change %
+18%
Price
$0.000000
Shares after
280,354
Date
01 Jan 2022
Ownership
Direct
Footnotes
F1
UGRO transaction

Restricted Stock

Award

Transaction value
$0
Shares
+42,939
Change %
+15%
Price
$0.000000
Shares after
323,293
Date
01 Jan 2022
Ownership
Direct
Footnotes
F2
* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 2 footnotes

Footnote F1

The restricted stock will vest proportionately over a three-year period beginning on December 31, 2022; the restricted stock will fully vest on December 31, 2024.

Footnote F2

The restricted stock will vest on December 31, 2024, with vesting being subject to the price of the Common Stock experiencing an 8.5% compounded annual increase over that three-year period. The starting price of the Common Stock for the calculation is $10.48 per share, which was the closing price per share on December 31, 2021.

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