Damon R. Cuzick - 12 Apr 2018 Form 4 Insider Report for EVO Transportation & Energy Services, Inc.

Reporting relationship: Chief Operating Officer
Issuer ticker: N/A
Reported as of: 12 Apr 2018
Net transaction value: $0
SEC form: 4
Accepted by SEC: 03 Sep 2021, 16:50:59 UTC
Prior SEC filing: 03 Sep 2021
Source filing: View source filing
Reporting owner signature: /s/ Damon R. Cuzick

Key filing fact

Damon R. Cuzick filed Form 4 for EVO Transportation & Energy Services, Inc. on 03 Sep 2021.

Key facts

This page summarizes Damon R. Cuzick's Form 4 filing for EVO Transportation & Energy Services, Inc..
9 reported transactions and 10 derivative rows are listed below.
Accepted by SEC: 03 Sep 2021, 16:50.

Change

Previous filing in this sequence was filed on 03 Sep 2021.
Current net transaction value: $0.

Research use

This tells you what this filing adds before you inspect full transaction and derivative tables.
You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

EVOA transaction Derivative

Stock Option (right to buy)

Award

Transaction value: $0
Shares: +1,000,000
Change %
Price: $0.000000
Shares after: 1,000,000
Date: 12 Apr 2018
Ownership: Direct
Underlying class: Common Stock
Underlying amount: 1,000,000
Exercise price: $2.50
Footnotes: F1

EVOA transaction Derivative

Stock Option (right to buy)

Other

Transaction value
Shares: -1,000,000
Change %: -100%
Price
Shares after: 0
Date: 01 Sep 2021
Ownership: Direct
Underlying class: Common Stock
Underlying amount: 1,000,000
Exercise price: $2.50
Footnotes: F1, F2

EVOA transaction Derivative

Stock Option (right to buy)

Other

Transaction value
Shares: +1,000,000
Change %
Price
Shares after: 1,000,000
Date: 01 Sep 2021
Ownership: Direct
Underlying class: Common Stock
Underlying amount: 1,000,000
Exercise price: $1.50
Footnotes: F1, F2

EVOA transaction Derivative

Stock Option (right to buy)

Award

Transaction value: $0
Shares: +300,000
Change %
Price: $0.000000
Shares after: 300,000
Date: 27 Feb 2020
Ownership: Direct
Underlying class: Common Stock
Underlying amount: 300,000
Exercise price: $2.50
Footnotes: F1

EVOA transaction Derivative

Stock Option (right to buy)

Other

Transaction value
Shares: -300,000
Change %: -100%
Price
Shares after: 0
Date: 01 Sep 2021
Ownership: Direct
Underlying class: Common Stock
Underlying amount: 300,000
Exercise price: $2.50
Footnotes: F1, F2

EVOA transaction Derivative

Stock Option (right to buy)

Other

Transaction value
Shares: +300,000
Change %
Price
Shares after: 300,000
Date: 01 Sep 2021
Ownership: Direct
Underlying class: Common Stock
Underlying amount: 300,000
Exercise price: $1.50
Footnotes: F1, F2

EVOA transaction Derivative

Stock Option (right to buy)

Award

Transaction value: $0
Shares: +17,769
Change %
Price: $0.000000
Shares after: 17,769
Date: 27 Dec 2020
Ownership: Direct
Underlying class: Common Stock
Underlying amount: 17,769
Exercise price: $2.50
Footnotes: F1

EVOA transaction Derivative

Stock Option (right to buy)

Other

Transaction value
Shares: -17,769
Change %: -100%
Price
Shares after: 0
Date: 01 Sep 2021
Ownership: Direct
Underlying class: Common Stock
Underlying amount: 17,769
Exercise price: $2.50
Footnotes: F1, F2

EVOA transaction Derivative

Stock Option (right to buy)

Other

Transaction value
Shares: +17,769
Change %
Price
Shares after: 17,769
Date: 01 Sep 2021
Ownership: Direct
Underlying class: Common Stock
Underlying amount: 17,769
Exercise price: $1.50
Footnotes: F1, F2

EVOA holding Derivative

Secured Convertible Promissory Notes

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after: $1,140,000
Date: 12 Apr 2018
Ownership: Direct
Underlying class: Common Stock
Underlying amount: 840,000
Exercise price
Footnotes: F3

^* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 3 footnotes

Footnote F1

100% vested.

Footnote F2

The issuer reduced the exercise price of the option granted to the reporting person on September 1, 2021.

Footnote F3

Note amount does not reflect accrued interest. Principal and interest are convertible into common stock at any time at the election of the holder, subject to a monthly conversion limit equal to 10% of the 30 day average trading volume of shares of common stock for the prior month.