Brian Richard Mariotti - 30 Jul 2023 Form 4 Insider Report for Funko, Inc. (FNKO)

Source evidence Original filing metadata and source links for verification. 4 source fields
SEC form
4
Accepted by SEC
01 Aug 2023, 19:37:09 UTC
Prior SEC filing
02 May 2023
Source filing
View source filing
Reporting owner 1 detail
Reporting owner signature
/s/ Tracy Daw, as Attorney-in- Fact for Brian Richard Mariotti

Key filing fact

Brian Richard Mariotti filed Form 4 for Funko, Inc. (FNKO) on 01 Aug 2023.

Key facts

  • This page summarizes Brian Richard Mariotti's Form 4 filing for Funko, Inc. (FNKO).
  • 2 reported transactions and 1 derivative row are listed below.
  • Accepted by SEC: 01 Aug 2023, 19:37.

Change

  • Previous filing in this sequence was filed on 02 May 2023.
  • Current net transaction value: $0.

Research use

  • This tells you what this filing adds before you inspect full transaction and derivative tables.
  • You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

FNKO transaction

CLASS A COMMON STOCK

Options Exercise

Transaction value
$0
Shares
+666,670
Change %
+473%
Price
$0.000000
Shares after
807,595
Date
30 Jul 2023
Ownership
Direct
Footnotes
F1, F2

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

FNKO transaction Derivative

Restricted Stock Units

Options Exercise

Transaction value
$0
Shares
-666,670
Change %
-100%
Price
$0.000000*
Shares after
0
Date
30 Jul 2023
Ownership
Direct
Underlying class
CLASS A COMMON STOCK
Underlying amount
666,670
Exercise price
Footnotes
F1, F3
* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 3 footnotes

Footnote F1

Restricted stock units convert into Class A Common Stock on a one-for-one basis.

Footnote F2

The total number of Class A shares reported in Column 5 does not reflect any common units beneficially owned by the Reporting Person.

Footnote F3

On July 30, 2018, the Reporting Person was granted 666,670 restricted stock units, vesting 100% on the fifth anniversary of the grant date, subject to the Reporting Person's continued employment with the Issuer through each applicable vesting date.

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