Jennifer Fall Jung - 19 Sep 2022 Form 4 Insider Report for Funko, Inc. (FNKO)

Source evidence Original filing metadata and source links for verification. 5 source fields
SEC form
4
Accepted by SEC
21 Sep 2022, 20:14:34 UTC
Prior SEC filing
20 Sep 2022
Next SEC filing
20 Jun 2023
Source filing
View source filing
Reporting owner 1 detail
Reporting owner signature
/s/ Tracy Daw, as Attorney-in-Fact for Jennifer Fall Jung

Key filing fact

Jennifer Fall Jung filed Form 4 for Funko, Inc. (FNKO) on 21 Sep 2022.

Key facts

  • This page summarizes Jennifer Fall Jung's Form 4 filing for Funko, Inc. (FNKO).
  • 2 reported transactions and 0 derivative rows are listed below.
  • Accepted by SEC: 21 Sep 2022, 20:14.

Change

  • Previous filing in this sequence was filed on 20 Sep 2022.
  • Current net transaction value: -$870,166.

Research use

  • This tells you what this filing adds before you inspect full transaction and derivative tables.
  • You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

FNKO transaction

Class A Common Stock

Sale

Transaction value
$360,527
Shares
-15,645
Change %
-17%
Price
$23.04
Shares after
73,872
Date
19 Sep 2022
Ownership
Direct
Footnotes
F1, F2, F3
FNKO transaction

Class A Common Stock

Sale

Transaction value
$509,639
Shares
-21,562
Change %
-29%
Price
$23.64
Shares after
52,310
Date
19 Sep 2022
Ownership
Direct
Footnotes
F1, F2, F4
* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 4 footnotes

Footnote F1

Shares were sold to cover taxes upon the vesting of restricted stock units on September 16, 2022 pursuant to a standing 10b5-1 instruction to cover withholding taxes adopted by the Reporting Person in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

Footnote F2

Represents the Reporting Person's pro rata portion of the total shares sold on the transaction date within a single dollar range to cover taxes upon vesting of restricted stock units for certain employees of the Issuer.

Footnote F3

The price reported in Column 4 is a weighted average price of all shares sold on the transaction date by the Issuer's broker within a single dollar range to cover taxes upon the vesting of restricted stock units for certain employees of the Issuer. These shares were sold in multiple transactions at prices ranging from $22.27 to $23.265, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Footnote F4

The price reported in Column 4 is a weighted average price of all shares sold on the transaction date by the Issuer's broker within a single dollar range to cover taxes upon the vesting of restricted stock units for certain employees of the Issuer. These shares were sold in multiple transactions at prices ranging from $23.27 to $23.91, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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