Jeffrey Lawrence Schwartz - 24 May 2023 Form 4 Insider Report for SpringWorks Therapeutics, Inc. (SWTX)

Source evidence Original filing metadata and source links for verification. 5 source fields
SEC form
4
Accepted by SEC
25 May 2023, 17:04:48 UTC
Prior SEC filing
05 May 2023
Next SEC filing
28 May 2024
Source filing
View source filing
Reporting owner 1 detail
Reporting owner signature
/s/ Jeffrey Schwartz

Key filing fact

Jeffrey Lawrence Schwartz filed Form 4 for SpringWorks Therapeutics, Inc. (SWTX) on 25 May 2023.

Key facts

  • This page summarizes Jeffrey Lawrence Schwartz's Form 4 filing for SpringWorks Therapeutics, Inc. (SWTX).
  • 2 reported transactions and 1 derivative row are listed below.
  • Accepted by SEC: 25 May 2023, 17:04.

Change

  • Previous filing in this sequence was filed on 05 May 2023.
  • Current net transaction value: $0.

Research use

  • This tells you what this filing adds before you inspect full transaction and derivative tables.
  • You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

SWTX transaction

Common Stock

Award

Transaction value
$0
Shares
+4,648
Change %
+78%
Price
$0.000000
Shares after
10,572
Date
24 May 2023
Ownership
Direct
Footnotes
F1
SWTX holding

Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
3,081,307
Date
24 May 2023
Ownership
See footnote
Footnotes
F4

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

SWTX transaction Derivative

Stock Option (Right to Buy)

Award

Transaction value
$0
Shares
+13,774
Change %
Price
$0.000000
Shares after
13,774
Date
24 May 2023
Ownership
Direct
Underlying class
Common Stock
Underlying amount
13,774
Exercise price
$32.27
Footnotes
F2, F3
* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 4 footnotes

Footnote F1

This transaction represents a grant of restricted stock units ("RSUs") pursuant to the terms of the Issuer's Amended and Restated Non-Employee Director Compensation Policy which provides for annual equity grants to the Issuer's non-employee directors on the date of the Issuer's annual meeting of stockholders. The RSUs shall vest in full on the earlier of (1) May 24, 2024 and (2) the next annual meeting of stockholders, subject to continued service to the Issuer by the Reporting Person.

Footnote F2

This transaction represents a grant of options pursuant to the terms of the Issuer's Amended and Restated Non-Employee Director Compensation Policy which provides for annual equity grants to the Issuer's non-employee directors on the date of the Issuer's annual meeting of stockholders.

Footnote F3

The options shall vest in full on the earlier of (1) May 24, 2024 and (2) the next annual meeting of stockholders, subject to continued service to the Issuer by the Reporting Person.

Footnote F4

Represents shares of common stock held directly by BC SW, LP. Bain Capital Life Sciences Investors, LLC ("BCLSI") is the general partner of BC SW, LP. The Reporting Person is a Partner of BCLSI. As a result, the Reporting Person may be deemed to share voting and dispositive power with respect to the shares of common stock held by BC SW, LP. The Reporting Person disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein.

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