Key facts
- This page summarizes Andrew McClary's Form 4/A - Amendment filing for Azitra Inc (AZTR).
- 4 reported transactions and 2 derivative rows are listed below.
- Accepted by SEC: 29 Jun 2023, 16:56.
Andrew McClary - 23 Jun 2023 Form 4/A - Amendment Insider Report for Azitra Inc (AZTR)
- Reporting relationship
- Director
- Issuer ticker
- AZTR
- Reported as of
- 23 Jun 2023
- Net transaction value
- -$106,093
- SEC form
- 4/A - Amendment
- Accepted by SEC
- 29 Jun 2023, 16:56:46 UTC
- Original report date
- 26 Jun 2023
- Prior SEC filing
- 26 Jun 2023
- Source filing
- View source filing
- Reporting owner signature
- /s/ Andrew McClary
Source evidence
Original filing metadata and source links for verification.
5 source fields
Reporting owner
1 detail
Key filing fact
Andrew McClary filed Form 4/A - Amendment for Azitra Inc (AZTR) on 29 Jun 2023.
Change
- Previous filing in this sequence was filed on 26 Jun 2023.
- Current net transaction value: -$106,093.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4/A - Amendment disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
AZTR
transaction
Common stock, $0.0001 par value
Conversion of derivative security
- Transaction value
- Shares
- +249,474
- Change %
- Price
- Shares after
- 249,474
- Date
- 21 Jun 2023
- Ownership
- See footnote
- Footnotes
- F1, F3
AZTR
transaction
Common stock, $0.0001 par value
Conversion of derivative security
- Transaction value
- Shares
- +42,437
- Change %
- +17%
- Price
- Shares after
- 291,911
- Date
- 21 Jun 2023
- Ownership
- See footnote
- Footnotes
- F2, F3
Reported derivative securities
Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.
AZTR
transaction
Derivative
Series A-1 Convertible Preferred Stock, par value $0.0001
Conversion of derivative security
- Transaction value
- $0
- Shares
- -32,030
- Change %
- -100%
- Price
- $0.000000*
- Shares after
- 0
- Date
- 21 Jun 2023
- Ownership
- See footnote
- Underlying class
- Common stock
- Underlying amount
- 249,474
- Exercise price
- $4.81
- Footnotes
- F1, F3
AZTR
transaction
Derivative
Unsecured convertible promissory note
Conversion of derivative security
- Transaction value
- $106,093
- Shares
- Change %
- Price
- Shares after
- 0
- Date
- 21 Jun 2023
- Ownership
- See footnote
- Underlying class
- Common Stock
- Underlying amount
- 42,437
- Exercise price
- $2.50
- Footnotes
- F2, F3
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Explanation of responses 3 footnotes
Footnote F1
The shares of Series A preferred stock automatically converted into the Issuer's common stock upon the completion of the Issuer's IPO at the conversion price of $4.8146 per share.
Footnote F2
The unsecured convertible note, including principal and accrued interest in the amount of $106,093.15, automatically converted into the Issuer's common stock upon the completion of the Issuer's IPO at the conversion price of $2.50 per share.
Footnote F3
The securities are held by KdT Ventures Fund I, LP, of which Mr. McClary is the managing partner.