Christopher C. Clulow - 01 Mar 2022 Form 4 Insider Report for CUMMINS INC (CMI)

Reporting relationship: VP - Controller
Issuer ticker: CMI
Reported as of: 01 Mar 2022
Net transaction value: -$39,998
SEC form: 4
Accepted by SEC: 03 Mar 2022, 15:16:26 UTC
Prior SEC filing: 28 Feb 2022
Source filing: View source filing
Reporting owner signature: /s/ Sharon Barner, Attorney-in-Fact

Key filing fact

Christopher C. Clulow filed Form 4 for CUMMINS INC (CMI) on 03 Mar 2022.

Key facts

This page summarizes Christopher C. Clulow's Form 4 filing for CUMMINS INC (CMI).
2 reported transactions and 10 derivative rows are listed below.
Accepted by SEC: 03 Mar 2022, 15:16.

Change

Previous filing in this sequence was filed on 28 Feb 2022.
Current net transaction value: -$39,998.

Research use

This tells you what this filing adds before you inspect full transaction and derivative tables.
You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

CMI transaction

Common

Award

Transaction value: $0
Shares: +670
Change %: +20%
Price: $0.000000
Shares after: 4,101
Date: 01 Mar 2022
Ownership: Direct

CMI transaction

Common

Tax liability

Transaction value: $39,998
Shares: -204
Change %: -5%
Price: $196.07
Shares after: 3,897
Date: 01 Mar 2022
Ownership: Direct
Footnotes: F1

CMI holding

Common

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after: 320
Date: 01 Mar 2022
Ownership: By 401(k) Plan
Footnotes: F2

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

CMI holding Derivative

Stock Option (Right-to-Buy)

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after: 300
Date: 01 Mar 2022
Ownership: Direct
Underlying class: Common
Underlying amount: 300
Exercise price: $98.67

CMI holding Derivative

Stock Option (Right-to-Buy)

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after: 200
Date: 01 Mar 2022
Ownership: Direct
Underlying class: Common
Underlying amount: 200
Exercise price: $99.00

CMI holding Derivative

Stock Option (Right-to-Buy)

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after: 1,265
Date: 01 Mar 2022
Ownership: Direct
Underlying class: Common
Underlying amount: 1,265
Exercise price: $109.09

CMI holding Derivative

Stock Option (Right-to-Buy)

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after: 625
Date: 01 Mar 2022
Ownership: Direct
Underlying class: Common
Underlying amount: 625
Exercise price: $111.84

CMI holding Derivative

Stock Option (Right-to-Buy)

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after: 585
Date: 01 Mar 2022
Ownership: Direct
Underlying class: Common
Underlying amount: 585
Exercise price: $136.82

CMI holding Derivative

Stock Option (Right-to-Buy)

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after: 3,200
Date: 01 Mar 2022
Ownership: Direct
Underlying class: Common
Underlying amount: 3,200
Exercise price: $142.12

CMI holding Derivative

Stock Option (Right-to-Buy)

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after: 455
Date: 01 Mar 2022
Ownership: Direct
Underlying class: Common
Underlying amount: 455
Exercise price: $149.34

CMI holding Derivative

Stock Option (Right-to-Buy)

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after: 2,190
Date: 01 Mar 2022
Ownership: Direct
Underlying class: Common
Underlying amount: 2,190
Exercise price: $149.72

CMI holding Derivative

Stock Option (Right-to-Buy)

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after: 1,960
Date: 01 Mar 2022
Ownership: Direct
Underlying class: Common
Underlying amount: 1,960
Exercise price: $160.10

CMI holding Derivative

Stock Option (Right-to-Buy)

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after: 3,390
Date: 01 Mar 2022
Ownership: Direct
Underlying class: Common
Underlying amount: 3,390
Exercise price: $163.43

^* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 2 footnotes

Footnote F1

Shares withheld to satisfy tax liabilities relating to earned performance shares.

Footnote F2

The number of shares is based on the dollar value of the reporting person's interest in the Cummins Stock Fund under the Company's 401(k) plan as most recently provided by the plan. The actual number of shares underlying the interest is not known since the Cummins Stock Fund is a unitized account consisting of approximately 98% common stock and 2% cash or cash equivalents.

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