Key facts
- This page summarizes Greg Ethridge's Form 4 filing for Hennessy Capital Investment Corp. VI (HCVI).
- 1 reported transaction and 1 derivative row are listed below.
- Accepted by SEC: 31 Mar 2023, 16:30.
Greg Ethridge - 27 Mar 2023 Form 4 Insider Report for Hennessy Capital Investment Corp. VI (HCVI)
- Reporting relationship
- PRESIDENT AND COO, Director, 10%+ Owner
- Issuer ticker
- HCVI
- Reported as of
- 27 Mar 2023
- Net transaction value
- +$3,625,000
- SEC form
- 4
- Accepted by SEC
- 31 Mar 2023, 16:30:52 UTC
- Prior SEC filing
- 14 Jul 2022
- Next SEC filing
- 05 Jan 2024
- Source filing
- View source filing
- Reporting owner signature
- /s/ Gregory D. Ethridge
Source evidence
Original filing metadata and source links for verification.
5 source fields
Reporting owner
1 detail
Key filing fact
Greg Ethridge filed Form 4 for Hennessy Capital Investment Corp. VI (HCVI) on 31 Mar 2023.
Change
- Previous filing in this sequence was filed on 14 Jul 2022.
- Current net transaction value: +$3,625,000.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported derivative securities
Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.
HCVI
transaction
Derivative
Class B Common Stock
Purchase
- Transaction value
- $3,625,000
- Shares
- +25,000
- Change %
- +0.22%
- Price
- $145.00*
- Shares after
- 11,239,318
- Date
- 27 Mar 2023
- Ownership
- See footnote.
- Underlying class
- Class A Common Stock
- Underlying amount
- 25,000
- Exercise price
- Footnotes
- F1, F2, F3
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Explanation of responses 3 footnotes
Footnote F1
As described in the registrant's registration statement on Form S-1 (File No. 333-254062) under the heading "Description of Securities-Founder Shares," the shares of Class B common stock will automatically convert into shares of Class A common stock at the time of the registrant's initial business combination on a one-for-one basis, subject to certain adjustments described therein and have no expiration date.
Footnote F2
Adjusted to reflect the forfeiture of 135,682 shares of Class B common stock on November 17, 2021, upon the expiration of the underwriters' over-allotment option, which was partially exercised in connection with the registrant's initial public offering.
Footnote F3
These shares of Class B common stock are held by Hennessy Capital Partners VI LLC ("HCP"). Gregory D. Ethridge, the President and Chief Operating Officer and a director of the registrant, is a co-managing member of HCP. Mr. Ethridge has shared voting and dispositive control over the shares held by HCP and may be deemed the beneficial owner of such shares. Mr. Ethridge disclaims beneficial ownership over any securities owned by HCP in which he does not have any pecuniary interest.