R. Scott Wheeler - 07 Feb 2019 Form 4 Insider Report for EVO Transportation & Energy Services, Inc.

Reporting relationship: Chief Administrative Officer, Director
Issuer ticker: N/A
Reported as of: 07 Feb 2019
Net transaction value: -$100,000
SEC form: 4
Accepted by SEC: 03 Sep 2021, 16:53:56 UTC
Source filing: View source filing
Reporting owner signature: /s/ R. Scott Wheeler

Key filing fact

R. Scott Wheeler filed Form 4 for EVO Transportation & Energy Services, Inc. on 03 Sep 2021.

Key facts

This page summarizes R. Scott Wheeler's Form 4 filing for EVO Transportation & Energy Services, Inc..
8 reported transactions and 7 derivative rows are listed below.
Accepted by SEC: 03 Sep 2021, 16:53.

Change

No earlier filing in this sequence is available for direct comparison.
Current net transaction value: -$100,000.

Research use

This tells you what this filing adds before you inspect full transaction and derivative tables.
You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

EVOA transaction

Common Stock

Award

Transaction value: $0
Shares: +10,000
Change %
Price: $0.000000
Shares after: 10,000
Date: 07 Feb 2019
Ownership: Direct
Footnotes: F1

EVOA transaction

Common Stock

Purchase

Transaction value: $150,000
Shares: +60,000
Change %: +600%
Price: $2.50
Shares after: 70,000
Date: 27 Feb 2020
Ownership: Direct

EVOA transaction

Common Stock

Other

Transaction value: $150,000
Shares: -60,000
Change %: -86%
Price: $2.50
Shares after: 10,000
Date: 24 Mar 2020
Ownership: Direct
Footnotes: F2

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

EVOA transaction Derivative

Stock Option (right to buy)

Award

Transaction value: $0
Shares: +20,000
Change %
Price: $0.000000
Shares after: 20,000
Date: 07 May 2020
Ownership: Direct
Underlying class: Common Stock
Underlying amount: 20,000
Exercise price: $2.50
Footnotes: F3

EVOA transaction Derivative

Series B Preferred Stock

Other

Transaction value: $0
Shares: +50,000
Change %
Price: $0.000000
Shares after: 50,000
Date: 24 Mar 2020
Ownership: Direct
Underlying class: Common Stock
Underlying amount: 50,000
Exercise price: $3.00
Footnotes: F2, F5

EVOA transaction Derivative

Common Stock Warrant (right to buy)

Award

Transaction value: $0
Shares: +750,000
Change %
Price: $0.000000
Shares after: 750,000
Date: 01 Feb 2021
Ownership: Direct
Underlying class: Common Stock
Underlying amount: 750,000
Exercise price: $1.50
Footnotes: F3

EVOA transaction Derivative

Convertible Promissory Note

Other

Transaction value: $100,000
Shares
Change %
Price
Shares after: $0
Date: 30 Mar 2021
Ownership: Direct
Underlying class: Common Stock
Underlying amount: $100,000
Exercise price: $2.50
Footnotes: F4, F6

EVOA transaction Derivative

Common Stock Warrant (right to buy)

Other

Transaction value: $0
Shares: +41,703
Change %
Price: $0.000000
Shares after: 41,703
Date: 30 Mar 2021
Ownership: Direct
Underlying class: Common Stock
Underlying amount: 41,703
Exercise price: $0.0100
Footnotes: F3

EVOA holding Derivative

Stock Option (right to buy)

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after: 100,000
Date: 07 Feb 2019
Ownership: Direct
Underlying class: Common Stock
Underlying amount: 100,000
Exercise price: $2.50
Footnotes: F3

EVOA holding Derivative

Common Stock Warrant (right to buy)

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after: 40,000
Date: 07 Feb 2019
Ownership: Direct
Underlying class: Common Stock
Underlying amount: 40,000
Exercise price: $2.50
Footnotes: F3

^* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 6 footnotes

Footnote F1

Represents stock received at the election of the Reporting Person, in lieu of cash payment, as a retainer for service as a director of the Company.

Footnote F2

On March 24, 2020, the Company entered into a stock redemption agreement with the Reporting Person pursuant to which the Company redeemed 60,000 shares of its common stock, par value $0.0001 per share, held by Reporting Person and agreed to issue 50,000 shares of its Series B Preferred Stock, par value $0.0001 per share to Reporting Person, in exchange therefor.

Footnote F3

Fully exercisable.

Footnote F4

Note amount does not reflect accrued interest and is convertible into shares of common stock at $2.50 per share.

Footnote F5

Each share of Series B Preferred Stock is convertible at any time at the election of the Reporting Person into an equal number of shares of common stock and does not have an expiration date.

Footnote F6

The Reporting Person exchanged the $100,000 secured convertible promissory note for $16,689 in cash and a warrant to purchase 41,703 shares of common stock.