Key facts
- This page summarizes Joanna Coles's Form 4 filing for Northern Star Investment Corp. IV.
- 2 reported transactions and 1 derivative row are listed below.
- Accepted by SEC: 14 Jun 2023, 16:06.
Joanna Coles - 12 May 2023 Form 4 Insider Report for Northern Star Investment Corp. IV
- Reporting relationship
- 10%+ Owner
- Issuer ticker
- N/A
- Reported as of
- 12 May 2023
- Net transaction value
- $0
- SEC form
- 4
- Accepted by SEC
- 14 Jun 2023, 16:06:11 UTC
- Prior SEC filing
- 04 May 2023
- Next SEC filing
- 06 Jun 2023
- Source filing
- View source filing
- Reporting owner signature
- /s/ Joanna Coles
Source evidence
Original filing metadata and source links for verification.
5 source fields
Reporting owner
1 detail
Key filing fact
Joanna Coles filed Form 4 for Northern Star Investment Corp. IV on 14 Jun 2023.
Change
- Previous filing in this sequence was filed on 04 May 2023.
- Current net transaction value: $0.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
NSTD
transaction
Class A Common Stock
Other
- Transaction value
- Shares
- -9,708,334
- Change %
- -100%
- Price
- Shares after
- 0
- Date
- 12 May 2023
- Ownership
- by Northern Star IV Sponsor LLC
- Footnotes
- F1
Reported derivative securities
Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.
NSTD
transaction
Derivative
Warrants
Other
- Transaction value
- $0
- Shares
- -8,750,000
- Change %
- -100%
- Price
- $0.000000*
- Shares after
- 0
- Date
- 12 May 2023
- Ownership
- by Northern Star IV Sponsor LLC
- Underlying class
- Class A Common Stock
- Underlying amount
- 8,750,000
- Exercise price
- $11.50
- Footnotes
- F1, F2
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Section 16 status
Joanna Coles is no longer subject to Section 16 filing requirements. Form 4 or Form 5 obligations may still apply in specific circumstances.
Explanation of responses 2 footnotes
Footnote F1
As previously reported, the reporting person had been a managing member of Northern Star IV Sponsor LLC ("NS4 Sponsor") together with Jonathan Ledecky. On May 12, 2023, the reporting person entered into an agreement with Northern Star Sponsor LLC ("NS1 Sponsor") and Mr. Ledecky pursuant to which the parties agreed, among other things, that the reporting person (i) first resigned from all officer and director positions with the Issuer, (ii) then resigned from all officer and managing member positions with NS4 Sponsor and (iii) following such resignations, forfeited all of her membership interests in NS4 Sponsor originally allocated to her and agreed to cause such interests to be transferred to Mr. Ledecky.
Footnote F2
Each warrant will become exercisable 30 days after the completion of an initial business combination, and will expire five years after the completion of an initial business combination.