Brian Bock - 13 May 2021 Form 4 Insider Report for EXICURE, INC. (XCUR)

Source evidence Original filing metadata and source links for verification. 3 source fields
SEC form
4
Accepted by SEC
14 May 2021, 17:10:35 UTC
Source filing
View source filing
Reporting owner 1 detail
Reporting owner signature
/s/ David Giljohann, Attorney-in-Fact

Key filing fact

Brian Bock filed Form 4 for EXICURE, INC. (XCUR) on 14 May 2021.

Key facts

  • This page summarizes Brian Bock's Form 4 filing for EXICURE, INC. (XCUR).
  • 1 reported transaction and 1 derivative row are listed below.
  • Accepted by SEC: 14 May 2021, 17:10.

Change

  • No earlier filing in this sequence is available for direct comparison.
  • Current net transaction value: $0.

Research use

  • This tells you what this filing adds before you inspect full transaction and derivative tables.
  • You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

XCUR transaction Derivative

Employee Stock Option (right to buy)

Award

Transaction value
$0
Shares
+600,000
Change %
Price
$0.000000
Shares after
600,000
Date
13 May 2021
Ownership
Direct
Underlying class
Common Stock
Underlying amount
600,000
Exercise price
$1.54
Footnotes
F1
* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 1 footnote

Footnote F1

One-fourth (1/4th) of the shares shall vest on May 13, 2022 and the remainder of the shares will vest in a series of thirty-six (36) successive equal monthly installments thereafter, subject to the Reporting Person's continued service through the applicable vesting dates.

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