Kate C. Burke - 10 Aug 2023 Form 4 Insider Report for ALLIANCEBERNSTEIN HOLDING L.P. (AB)

Reporting relationship: Former COO & CFO
Issuer ticker: AB
Reported as of: 10 Aug 2023
Net transaction value: -$147,799
SEC form: 4
Accepted by SEC: 14 Aug 2023, 13:36:21 UTC
Prior SEC filing: 26 May 2023
Source filing: View source filing
Reporting owner signature: /s/ Kate C. Burke

Key filing fact

Kate C. Burke filed Form 4 for ALLIANCEBERNSTEIN HOLDING L.P. (AB) on 14 Aug 2023.

Key facts

This page summarizes Kate C. Burke's Form 4 filing for ALLIANCEBERNSTEIN HOLDING L.P. (AB).
1 reported transaction and 0 derivative rows are listed below.
Accepted by SEC: 14 Aug 2023, 13:36.

Change

Previous filing in this sequence was filed on 26 May 2023.
Current net transaction value: -$147,799.

Research use

This tells you what this filing adds before you inspect full transaction and derivative tables.
You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

AB transaction

AB Holding Units

Sale

Transaction value: $147,799
Shares: -5,000
Change %: -4.3%
Price: $29.56
Shares after: 110,205
Date: 10 Aug 2023
Ownership: Direct
Footnotes: F1, F2, F3

^* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Section 16 status

Kate C. Burke is no longer subject to Section 16 filing requirements. Form 4 or Form 5 obligations may still apply in specific circumstances.

Rule 10b5-1 trading plan

These transactions were reported as open-market trades under a Rule 10b5-1 plan. The plan lets an insider set trading instructions in advance, which can reduce the risk of trading while in possession of material nonpublic information.

Original filing language: transaction made pursuant to a contract, instruction, or written plan intended to satisfy Rule 10b5-1(c).

Explanation of responses 3 footnotes

Footnote F1

Units representing assignments of beneficial ownership of limited partnership interests in AllianceBernstein Holding L.P. ("AB Holding Units")

Footnote F2

Ms. Burke sold her 5,000 AB Holding Units under a 10b5-1 plan she adopted on December 19, 2022.

Footnote F3

Ms. Burke sold 5,000 AB Holding Units at prices ranging from $29.44 to $29.85 per Unit. The price set forth in the table is the weighted average of her sales at these prices.