Charles Silberstein - 07 Jan 2022 Form 4 Insider Report for Applied Therapeutics Inc. (APLT)

Source evidence Original filing metadata and source links for verification. 4 source fields
SEC form
4
Accepted by SEC
11 Jan 2022, 17:45:55 UTC
Prior SEC filing
11 Jan 2022
Source filing
View source filing
Reporting owner 1 detail
Reporting owner signature
/s/ Shoshana Shendelman as attorney-in-fact

Key filing fact

Charles Silberstein filed Form 4 for Applied Therapeutics Inc. (APLT) on 11 Jan 2022.

Key facts

  • This page summarizes Charles Silberstein's Form 4 filing for Applied Therapeutics Inc. (APLT).
  • 2 reported transactions and 1 derivative row are listed below.
  • Accepted by SEC: 11 Jan 2022, 17:45.

Change

  • Previous filing in this sequence was filed on 11 Jan 2022.
  • Current net transaction value: $0.

Research use

  • This tells you what this filing adds before you inspect full transaction and derivative tables.
  • You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

APLT transaction

Common Stock

Award

Transaction value
$0
Shares
+47,900
Change %
+35%
Price
$0.000000
Shares after
183,603
Date
07 Jan 2022
Ownership
Direct
Footnotes
F1

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

APLT transaction Derivative

Employee Stock Option (Right to Buy)

Award

Transaction value
$0
Shares
+32,000
Change %
Price
$0.000000
Shares after
32,000
Date
07 Jan 2022
Ownership
Direct
Underlying class
Common Stock
Underlying amount
32,000
Exercise price
$4.17
Footnotes
F2
* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 2 footnotes

Footnote F1

Consists of compensatory Restricted Stock Units granted under Applied Therapeutics, Inc.'s 2019 Equity Incentive Plan. Each compensatory Restricted Stock Unit represents a contingent right to receive one share of the issuer's common stock. One-fourth (1/4th) of the compensatory Restricted Stock Units shall vest on January 7, 2023, and one-twelfth (1/12th) of the remaining shares subject to the compensatory Restricted Stock Units shall vest each quarter thereafter, subject to the Reporting Person continuing to provide services through each such date.

Footnote F2

Consists of compensatory Options granted under Applied Therapeutics, Inc.'s 2019 Equity Incentive Plan. One-fourth (1/4th) of the shares subject to the compensatory Option shall vest on January 7, 2023, and one thirty-sixth (1/36th) of the remaining shares subject to the compensatory Option shall vest each month thereafter, subject to the Reporting Person continuing to provide services through each such date.

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