Scott Edward Leonard - 13 Sep 2021 Form 4 Insider Report for TMC the metals Co Inc. (TMC)

Reporting relationship: Director
Issuer ticker: TMC
Reported as of: 13 Sep 2021
Net transaction value: $0
SEC form: 4
Accepted by SEC: 15 Sep 2021, 16:40:41 UTC
Prior SEC filing: 10 Sep 2021
Source filing: View source filing
Reporting owner signature: /s/ Jaime Lee, Attorney-in-Fact

Key filing fact

Scott Edward Leonard filed Form 4 for TMC the metals Co Inc. (TMC) on 15 Sep 2021.

Key facts

This page summarizes Scott Edward Leonard's Form 4 filing for TMC the metals Co Inc. (TMC).
1 reported transaction and 0 derivative rows are listed below.
Accepted by SEC: 15 Sep 2021, 16:40.

Change

Previous filing in this sequence was filed on 10 Sep 2021.
Current net transaction value: $0.

Research use

This tells you what this filing adds before you inspect full transaction and derivative tables.
You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

TMC transaction

Common Shares

Award

Transaction value: $0
Shares: +8,032
Change %
Price: $0.000000
Shares after: 8,032
Date: 13 Sep 2021
Ownership: Direct
Footnotes: F2

TMC holding

Common Shares

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after: 6,669,000
Date: 13 Sep 2021
Ownership: By Sustainable Opportunities Holdings LLC
Footnotes: F1

^* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 2 footnotes

Footnote F1

The Reporting Person has voting and investment discretion with respect to certain securities held by Sustainable Opportunities Holdings LLC (the "Sponsor") and may be deemed to have shared beneficial ownership of such securities held directly by the Sponsor. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of all of the reported securities for purposes of Section 16 or for any other purpose.

Footnote F2

Includes 8,032 restricted stock units granted under the Issuer's 2021 Incentive Equity Plan which will vest over a three year period as follows, subject to continued service through each vesting date: 1/3 on the first anniversary of September 13, 2021 (the "Grant Date"), 1/3 on the second anniversary of the Grant Date and 1/3 on the third anniversary of the Grant Date.