Albert P. L. Stroucken - 20 Mar 2023 Form 4 Insider Report for BAXTER INTERNATIONAL INC (BAX)

Reporting relationship: Director
Issuer ticker: BAX
Reported as of: 20 Mar 2023
Net transaction value: -$2,319
SEC form: 4
Accepted by SEC: 22 Mar 2023, 16:05:01 UTC
Prior SEC filing: 05 May 2022
Source filing: View source filing
Reporting owner signature: /s/ Matthew Rice, as attorney in-fact for Albert P. L. Stroucken

Key filing fact

Albert P. L. Stroucken filed Form 4 for BAXTER INTERNATIONAL INC (BAX) on 22 Mar 2023.

Key facts

This page summarizes Albert P. L. Stroucken's Form 4 filing for BAXTER INTERNATIONAL INC (BAX).
3 reported transactions and 1 derivative row are listed below.
Accepted by SEC: 22 Mar 2023, 16:05.

Change

Previous filing in this sequence was filed on 05 May 2022.
Current net transaction value: -$2,319.

Research use

This tells you what this filing adds before you inspect full transaction and derivative tables.
You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

BAX transaction

Common Stock, $1 par value

Options Exercise

Transaction value: $145,135
Shares: +3,930
Change %: +11%
Price: $36.93
Shares after: 40,765
Date: 20 Mar 2023
Ownership: Direct
Footnotes: F1

BAX transaction

Common Stock, $1 par value

Sale

Transaction value: $147,454
Shares: -3,930
Change %: -9.6%
Price: $37.52
Shares after: 36,835
Date: 20 Mar 2023
Ownership: Direct

BAX holding

Common Stock, $1 par value

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after: 696
Date: 20 Mar 2023
Ownership: By Family Trust

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

BAX transaction Derivative

Stock Option (Right to Buy)

Options Exercise

Transaction value: $0
Shares: -3,930
Change %: -100%
Price: $0.000000^*
Shares after: 0
Date: 20 Mar 2023
Ownership: Direct
Underlying class: Common Stock, $1 par value
Underlying amount: 3,930
Exercise price: $36.93
Footnotes: F1

^* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 1 footnote

Footnote F1

Transaction effected pursuant to a Rule 10b-1 trading plan entered into by Mr. Stroucken on February 16, 2023 with respect to certain vested stock options previously granted by Baxter International Inc. to Mr. Stroucken which were scheduled to expire on May 5, 2023.