Key facts
- This page summarizes Renee Gaeta's Form 4 filing for ESTABLISHMENT LABS HOLDINGS INC. (ESTA).
- 8 reported transactions and 2 derivative rows are listed below.
- Accepted by SEC: 21 May 2021, 17:37.
Renee Gaeta - 20 May 2021 Form 4 Insider Report for ESTABLISHMENT LABS HOLDINGS INC. (ESTA)
- Reporting relationship
- Chief Financial Officer
- Issuer ticker
- ESTA
- Reported as of
- 20 May 2021
- Net transaction value
- -$679,261
- SEC form
- 4
- Accepted by SEC
- 21 May 2021, 17:37:31 UTC
- Prior SEC filing
- 20 May 2021
- Next SEC filing
- 04 Jun 2021
- Source filing
- View source filing
- Reporting owner signature
- /s/ Renee Gaeta
Source evidence
Original filing metadata and source links for verification.
5 source fields
Reporting owner
1 detail
Key filing fact
Renee Gaeta filed Form 4 for ESTABLISHMENT LABS HOLDINGS INC. (ESTA) on 21 May 2021.
Change
- Previous filing in this sequence was filed on 20 May 2021.
- Current net transaction value: -$679,261.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
ESTA
transaction
Common Shares
Options Exercise
- Transaction value
- $63,789
- Shares
- +6,260
- Change %
- Price
- $10.19*
- Shares after
- 6,260
- Date
- 20 May 2021
- Ownership
- Direct
- Footnotes
- F1
ESTA
transaction
Common Shares
Sale
- Transaction value
- $465,570
- Shares
- -6,260
- Change %
- -100%
- Price
- $74.37
- Shares after
- 0
- Date
- 20 May 2021
- Ownership
- Direct
- Footnotes
- F1, F2
ESTA
transaction
Common Shares
Options Exercise
- Transaction value
- $28,940
- Shares
- +2,840
- Change %
- Price
- $10.19*
- Shares after
- 2,840
- Date
- 21 May 2021
- Ownership
- Direct
- Footnotes
- F1
ESTA
transaction
Common Shares
Sale
- Transaction value
- $51,861
- Shares
- -694
- Change %
- -24%
- Price
- $74.73
- Shares after
- 2,146
- Date
- 21 May 2021
- Ownership
- Direct
- Footnotes
- F1, F3
ESTA
transaction
Common Shares
Sale
- Transaction value
- $147,530
- Shares
- -1,958
- Change %
- -91%
- Price
- $75.35
- Shares after
- 188
- Date
- 21 May 2021
- Ownership
- Direct
- Footnotes
- F1, F4
ESTA
transaction
Common Shares
Sale
- Transaction value
- $14,300
- Shares
- -188
- Change %
- -100%
- Price
- $76.07
- Shares after
- 0
- Date
- 21 May 2021
- Ownership
- Direct
- Footnotes
- F1, F5
Reported derivative securities
Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.
ESTA
transaction
Derivative
Stock Option (Right to buy)
Options Exercise
- Transaction value
- $63,789
- Shares
- -6,260
- Change %
- -4.3%
- Price
- $10.19*
- Shares after
- 139,960
- Date
- 20 May 2021
- Ownership
- Direct
- Underlying class
- Common Shares
- Underlying amount
- 6,260
- Exercise price
- $10.19
- Footnotes
- F1, F6
ESTA
transaction
Derivative
Stock Option (Right to buy)
Options Exercise
- Transaction value
- $28,940
- Shares
- -2,840
- Change %
- -2%
- Price
- $10.19*
- Shares after
- 137,120
- Date
- 21 May 2021
- Ownership
- Direct
- Underlying class
- Common Shares
- Underlying amount
- 2,840
- Exercise price
- $10.19
- Footnotes
- F1, F6
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Explanation of responses 6 footnotes
Footnote F1
The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan entered into by the Reporting Person.
Footnote F2
This transaction was executed in multiple trades at prices ranging from $74.00 to $74.91 per share. The price reported above reflects the weighted average sale price. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
Footnote F3
This transaction was executed in multiple trades at prices ranging from $74.00 to $74.94 per share. The price reported above reflects the weighted average sale price. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
Footnote F4
This transaction was executed in multiple trades at prices ranging from $75.00 to $75.91 per share. The price reported above reflects the weighted average sale price. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
Footnote F5
This transaction was executed in multiple trades at prices ranging from $76.00 to $76.11 per share. The price reported above reflects the weighted average sale price. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
Footnote F6
The option, originally for 147,120 shares, vested as to one-fourth of the shares on July 1, 2018, and one-fourth of the shares subject to the option vest each one-year anniversary thereafter, subject to the Reporting Person continuing as a service provider through each such date.