Key facts
- This page summarizes Caldwell Mill Opportunity Fund, LLC's Form 4 filing for REALNETWORKS INC.
- 2 reported transactions and 0 derivative rows are listed below.
- Accepted by SEC: 02 Jun 2022, 16:36.
Caldwell Mill Opportunity Fund, LLC - 31 May 2022 Form 4 Insider Report for REALNETWORKS INC
- Reporting relationship
- 10%+ Owner
- Issuer ticker
- N/A
- Reported as of
- 31 May 2022
- Net transaction value
- +$126,707
- SEC form
- 4
- Accepted by SEC
- 02 Jun 2022, 16:36:42 UTC
- Prior SEC filing
- 27 May 2022
- Source filing
- View source filing
- Reporting owner signature
- /s/ Thomas A. Satterfield, Jr., Title: CIO of the Manager
Source evidence
Original filing metadata and source links for verification.
4 source fields
Reporting owner
1 detail
Key filing fact
Caldwell Mill Opportunity Fund, LLC filed Form 4 for REALNETWORKS INC on 02 Jun 2022.
Change
- Previous filing in this sequence was filed on 27 May 2022.
- Current net transaction value: +$126,707.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
RNWK
transaction
Common Stock
Purchase
- Transaction value
- $69,436
- Shares
- +113,830
- Change %
- +4.8%
- Price
- $0.6100
- Shares after
- 2,502,782
- Date
- 31 May 2022
- Ownership
- Direct
- Footnotes
- F1, F2
RNWK
transaction
Common Stock
Purchase
- Transaction value
- $57,271
- Shares
- +90,906
- Change %
- +3.6%
- Price
- $0.6300
- Shares after
- 2,593,688
- Date
- 01 Jun 2022
- Ownership
- Direct
- Footnotes
- F2, F3
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Explanation of responses 3 footnotes
Footnote F1
The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $0.605 to $0.610. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.
Footnote F2
These securities are owned indirectly by Thomas Satterfield and directly by the reporting entity, which may be deemed to be a member of a "group" for purposes of the Securities Exchange Act of 1934, as amended, consisting of (i) Thomas Satterfield, (ii) Rebecca S. Satterfield, (iii) Tomsat Investment & Trading Co., Inc., (iv) A.G. Family L.P, and (v) the reporting entity. Such reporting entity disclaims beneficial ownership of any securities deemed to be owned by the group that are not directly owned by it.
Footnote F3
The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $0.622 to $0.634. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.
SEC remarks
This report shall not be deemed an admission that the reporting entity is a member of a group or the beneficial owner of any securities not directly owned by such reporting entity.