Miranda Jayne Toledano - 25 Jun 2021 Form 4 Insider Report for Compass Therapeutics, Inc. (CMPX)

Source evidence Original filing metadata and source links for verification. 4 source fields
SEC form
4
Accepted by SEC
29 Jun 2021, 14:31:38 UTC
Next SEC filing
15 Sep 2021
Source filing
View source filing
Reporting owner 1 detail
Reporting owner signature
Patrick J. Kinney, Jr., as attorney-in-fact for Miranda Toledano

Key filing fact

Miranda Jayne Toledano filed Form 4 for Compass Therapeutics, Inc. (CMPX) on 29 Jun 2021.

Key facts

  • This page summarizes Miranda Jayne Toledano's Form 4 filing for Compass Therapeutics, Inc. (CMPX).
  • 2 reported transactions and 1 derivative row are listed below.
  • Accepted by SEC: 29 Jun 2021, 14:31.

Change

  • No earlier filing in this sequence is available for direct comparison.
  • Current net transaction value: $0.

Research use

  • This tells you what this filing adds before you inspect full transaction and derivative tables.
  • You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

CMPX transaction

Common Stock, $.0001 Par Value

Other

Transaction value
Shares
+1,791,549
Change %
Price
Shares after
1,791,549
Date
25 Jun 2021
Ownership
Direct
Footnotes
F1

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

CMPX transaction Derivative

Stock Option (Right to Buy)

Award

Transaction value
$0
Shares
+50,000
Change %
Price
$0.000000
Shares after
50,000
Date
25 Jun 2021
Ownership
Direct
Underlying class
Common Stock, $.0001 Par Value
Underlying amount
50,000
Exercise price
$4.90
Footnotes
F2
* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 2 footnotes

Footnote F1

The reporting person acquired 1,791,549 shares of the issuer's common stock as consideration in connection with the acquisition of TRIGR Therapeutics, Inc. by the issuer. The merger agreement, which was entered into on May 13, 2021, placed a negotiated value on the issuer's common stock of $5.85 a share. Of the 1,791,549 shares issued to the reporting person in the merger, 283,648 shares are currently being held in escrow and are subject to forfeiture for the purposes described in the merger agreement.

Footnote F2

The option has a term of 10 years and vest in equal monthly installments over the 48 month period commencing on July 25, 2021.

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