Rollin Kocher - 06 Sep 2021 Form 4 Insider Report for ONTO INNOVATION INC. (ONTO)

Source evidence Original filing metadata and source links for verification. 3 source fields
SEC form
4
Accepted by SEC
08 Sep 2021, 17:35:42 UTC
Source filing
View source filing
Reporting owner 1 detail
Reporting owner signature
By: /s/ Robert A. Koch For: Rollin Kocher

Key filing fact

Rollin Kocher filed Form 4 for ONTO INNOVATION INC. (ONTO) on 08 Sep 2021.

Key facts

  • This page summarizes Rollin Kocher's Form 4 filing for ONTO INNOVATION INC. (ONTO).
  • 8 reported transactions and 4 derivative rows are listed below.
  • Accepted by SEC: 08 Sep 2021, 17:35.

Change

  • No earlier filing in this sequence is available for direct comparison.
  • Current net transaction value: $0.

Research use

  • This tells you what this filing adds before you inspect full transaction and derivative tables.
  • You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

ONTO transaction

Common Stock

Disposed to Issuer

Transaction value
$0
Shares
-4,802
Change %
-9.8%
Price
$0.000000
Shares after
44,106
Date
06 Sep 2021
Ownership
Direct
Footnotes
F1, F2
ONTO transaction

Common Stock

Disposed to Issuer

Transaction value
$0
Shares
-4,551
Change %
-10%
Price
$0.000000
Shares after
39,555
Date
06 Sep 2021
Ownership
Direct
Footnotes
F1, F2
ONTO transaction

Common Stock

Disposed to Issuer

Transaction value
$0
Shares
-1,415
Change %
-3.6%
Price
$0.000000
Shares after
38,140
Date
06 Sep 2021
Ownership
Direct
Footnotes
F1, F2
ONTO transaction

Common Stock

Disposed to Issuer

Transaction value
$0
Shares
-4,244
Change %
-11%
Price
$0.000000
Shares after
33,896
Date
06 Sep 2021
Ownership
Direct
Footnotes
F1, F2

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

ONTO transaction Derivative

Performance Stock Unit

Disposed to Issuer

Transaction value
$0
Shares
-3,414
Change %
-100%
Price
$0.000000*
Shares after
0
Date
06 Sep 2021
Ownership
Direct
Underlying class
Common Stock
Underlying amount
3,414
Exercise price
Footnotes
F1
ONTO transaction Derivative

Performance Stock Unit

Disposed to Issuer

Transaction value
$0
Shares
-3,413
Change %
-100%
Price
$0.000000*
Shares after
0
Date
06 Sep 2021
Ownership
Direct
Underlying class
Common Stock
Underlying amount
3,413
Exercise price
Footnotes
F1
ONTO transaction Derivative

Performance Stock Unit

Disposed to Issuer

Transaction value
$0
Shares
-2,401
Change %
-100%
Price
$0.000000*
Shares after
0
Date
06 Sep 2021
Ownership
Direct
Underlying class
Common Stock
Underlying amount
2,401
Exercise price
Footnotes
F1
ONTO transaction Derivative

Performance Stock Unit

Disposed to Issuer

Transaction value
$0
Shares
-2,400
Change %
-100%
Price
$0.000000*
Shares after
0
Date
06 Sep 2021
Ownership
Direct
Underlying class
Common Stock
Underlying amount
2,400
Exercise price
Footnotes
F1
* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Section 16 status

Rollin Kocher is no longer subject to Section 16 filing requirements. Form 4 or Form 5 obligations may still apply in specific circumstances.

Explanation of responses 2 footnotes

Footnote F1

This exit Form 4 is filed solely to report that, effective September 6, 2021, the reporting person is no longer an 'officer' of Onto Innovation Inc. within the meaning of Rule 16a-1.

Footnote F2

Includes 391 shares purchased on June 30, 2021 pursuant to the Issuer's Employee Stock Purchase Plan

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