Key facts
- This page summarizes Colleen Kimmel's Form 4 filing for Sterling Bancorp, Inc..
- 2 reported transactions and 0 derivative rows are listed below.
- Accepted by SEC: 04 Aug 2023, 16:18.
Colleen Kimmel - 06 Jun 2023 Form 4 Insider Report for Sterling Bancorp, Inc.
- Reporting relationship
- FORMER OFFICER
- Issuer ticker
- N/A
- Reported as of
- 06 Jun 2023
- Net transaction value
- +$1,817
- SEC form
- 4
- Accepted by SEC
- 04 Aug 2023, 16:18:13 UTC
- Prior SEC filing
- 19 May 2023
- Source filing
- View source filing
- Reporting owner signature
- /s/ Colleen Kimmel by Karen Knott, attorney-in-fact
Source evidence
Original filing metadata and source links for verification.
4 source fields
Reporting owner
1 detail
Key filing fact
Colleen Kimmel filed Form 4 for Sterling Bancorp, Inc. on 04 Aug 2023.
Change
- Previous filing in this sequence was filed on 19 May 2023.
- Current net transaction value: +$1,817.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
SBT
transaction
Common Stock
Disposed to Issuer
- Transaction value
- $0
- Shares
- -16,710
- Change %
- -42%
- Price
- $0.000000
- Shares after
- 23,009
- Date
- 16 Jun 2023
- Ownership
- Direct
- Footnotes
- F1
SBT
transaction
Common Stock
Other
- Transaction value
- $1,817
- Shares
- +308
- Change %
- +1.3%
- Price
- $5.90
- Shares after
- 23,317
- Date
- 02 Aug 2023
- Ownership
- Direct
- Footnotes
- F2
SBT
holding
Common Stock
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 4,788
- Date
- 06 Jun 2023
- Ownership
- 401(k) Plan
- Footnotes
- F3
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Explanation of responses 3 footnotes
Footnote F1
Represents the forfeiture of unvested restricted stock awards in connection with the Reporting Person's resignation from all positions at Sterling Bancorp, Inc. and Sterling Bank and Trust, F.S.B., effective June 16, 2023, pursuant to the Sterling Bancorp, Inc. 2020 Omnibus Equity Incentive Plan.
Footnote F2
Due to a calculation error, the Company became aware that it withheld too many shares for the Reporting Person in satisfaction of tax withholding obligations in connection with the vesting of restricted stock previously granted to the Reporting Person. The shares reported here were issued to the Reporting Person to correct this error.
Footnote F3
The reporting person holds units in the issuer's unitized stock fund in the Sterling Bank & Trust 401(k) Plan (the "401(k) Plan"), consisting primarily of the issuer's Common Stock and the remainder in cash or cash equivalents. The number of shares in this row is an estimate of the number of shares of the issuer's Common Stock held in the unitized stock fund and attributed to the reporting person as a 401(k) Plan participant.