Key facts
- This page summarizes Erwin A. Rubenstein's Form 5 filing for Sterling Bancorp, Inc..
- 1 reported transaction and 0 derivative rows are listed below.
- Accepted by SEC: 01 Jul 2022, 17:20.
Erwin A. Rubenstein - 31 Dec 2021 Form 5 Insider Report for Sterling Bancorp, Inc.
- Reporting relationship
- 10%+ Owner
- Issuer ticker
- N/A
- Reported as of
- 31 Dec 2021
- Net transaction value
- $0
- Reporting owner signature
- Erwin A. Rubenstein, by Sean Jensen, Attorney-in-Fact
Source evidence
Original filing metadata and source links for verification.
3 source fields
Reporting owner
1 detail
Key filing fact
Erwin A. Rubenstein filed Form 5 for Sterling Bancorp, Inc. on 01 Jul 2022.
Change
- No earlier filing in this sequence is available for direct comparison.
- Current net transaction value: $0.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Official SEC source
View source filing
Ownership activity is grounded in SEC Form 5 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
SBT
transaction
Common Stock
Other
- Transaction value
- $0
- Shares
- 0
- Change %
- 0%
- Price
- $0.000000*
- Shares after
- 12,107,732
- Date
- 05 Aug 2021
- Ownership
- Family Co-Trustee
- Footnotes
- F1, F2, F3
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Explanation of responses 3 footnotes
Footnote F1
Mr. Rubenstein was the sole Family Trustee of K.I.S.S. Dynasty Trust No. 9, now known as the K.I.S.S. Dynasty Trust No. 9 dated March 2,2022 (the "Trust"). These shares represent the shares of Common Stock of Sterling Bancorp, Inc.(the "Common Stock") owned by the Trust. On August 5, 2021, Mr. J. Thomas MacFarlane was appointed as a Family Co-Trustee of the Trust. Mr. MacFarlane and Mr. Rubenstein share investment and voting power over the shares of Common Stock held by the Trust. Mr. Rubenstein has no pecuniary interest in the Common Stock held by the Trust, and disclaims beneficial ownership of such Common Stock.
Footnote F2
Form 4 Transactions Reported.
Footnote F3
Amendment filed on 2-12-2021.