Key facts
- This page summarizes John Thomas MacFarlane's Form 3 filing for Sterling Bancorp, Inc..
- 0 reported transactions and 0 derivative rows are listed below.
- Accepted by SEC: 01 Jul 2022, 15:39.
John Thomas MacFarlane - 05 May 2021 Form 3 Insider Report for Sterling Bancorp, Inc.
- Reporting relationship
- 10%+ Owner
- Issuer ticker
- N/A
- Reported as of
- 05 May 2021
- Net transaction value
- $0
- Reporting owner signature
- John Thomas MacFarlane, by Sean Jensen, Attorney-in-Fact
Source evidence
Original filing metadata and source links for verification.
3 source fields
Reporting owner
1 detail
Key filing fact
John Thomas MacFarlane filed Form 3 for Sterling Bancorp, Inc. on 01 Jul 2022.
Change
- No earlier filing in this sequence is available for direct comparison.
- Current net transaction value: $0.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Official SEC source
View source filing
Ownership activity is grounded in SEC Form 3 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
SBT
holding
Common Stock
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 12,107,732
- Date
- 05 May 2021
- Ownership
- Family Co-Trustee
- Footnotes
- F1
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Explanation of responses 1 footnote
Footnote F1
On August 5, 2021, Mr. MacFarlane became a Family Co-Trustee under the K.I.S.S. Dynasty Trust No. 9, now known as the K.I.S.S. Dynasty Trust No. 9 dated March 2, 2022 (the "Trust"). These shares represent the shares of Common Stock of Sterling Bancorp, Inc. (the "Common Stock") owned by the Trust. Mr. MacFarlane as a Family Co-Trustee of the Family Co-Trust, shares investment and voting power over the shares of Common Stock held by the Trust, with Mr. Erwin A. Rubenstein. Mr. MacFarlane has no pecuniary interest in the Common Stock held by the Trust and disclaims beneficial ownership of such Common Stock.