Menno Koopmans - 11 May 2023 Form 4 Insider Report for UNIVERSAL ELECTRONICS INC (UEIC)

Source evidence Original filing metadata and source links for verification. 4 source fields
SEC form
4
Accepted by SEC
15 May 2023, 16:38:01 UTC
Prior SEC filing
12 May 2023
Source filing
View source filing
Reporting owner 1 detail
Reporting owner signature
//S/Menno Koopmans by Valerie J. Ballard pursuant to Limited Power of Attorney dated February 3, 2017 (attached)

Key filing fact

Menno Koopmans filed Form 4 for UNIVERSAL ELECTRONICS INC (UEIC) on 15 May 2023.

Key facts

  • This page summarizes Menno Koopmans's Form 4 filing for UNIVERSAL ELECTRONICS INC (UEIC).
  • 3 reported transactions and 2 derivative rows are listed below.
  • Accepted by SEC: 15 May 2023, 16:38.

Change

  • Previous filing in this sequence was filed on 12 May 2023.
  • Current net transaction value: -$729.

Research use

  • This tells you what this filing adds before you inspect full transaction and derivative tables.
  • You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

UEIC transaction

Common Stock

Options Exercise

Transaction value
Shares
+210
Change %
+1.8%
Price
Shares after
11,783
Date
11 May 2023
Ownership
Direct
Footnotes
F1
UEIC transaction

Common Stock

Tax liability

Transaction value
$729
Shares
-85
Change %
-0.72%
Price
$8.58
Shares after
11,698
Date
11 May 2023
Ownership
Direct
Footnotes
F2, F3

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

UEIC transaction Derivative

Restricted Stock Units

Options Exercise

Transaction value
$0
Shares
-210
Change %
-1.8%
Price
$0.000000
Shares after
11,235
Date
11 May 2023
Ownership
Direct
Underlying class
Common Stock
Underlying amount
210
Exercise price
Footnotes
F1, F4
UEIC holding Derivative

Employee Stock Options (Rt. To Buy)

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
64,005
Date
11 May 2023
Ownership
Direct
Underlying class
Common Stock
Underlying amount
0
Exercise price
Footnotes
F5, F6, F7
* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 7 footnotes

Footnote F1

Each restricted stock unit represents a contingent right to receive one share of UEI common stock.

Footnote F2

This transaction represents a withholding of shares to cover taxes applicable to a vesting of RSUs also reported on this Form 4.

Footnote F3

Price determined in accordance with the terms of the Company's applicable Stock Incentive Plan.

Footnote F4

The restricted stock units vest in accordance with the vesting schedule of each RSU Grant.

Footnote F5

Exercise Price determined in accordance with the terms of the Company's applicable Stock Incentive Plan.

Footnote F6

The Exercisable and Expiration Dates were reported at the time the Stock Options were granted.

Footnote F7

This figure represents an aggregate number of stock options held by Reporting Person.

We use cookies and similar technologies to provide certain features, enhance the user experience and, if you allow them, measure engagement and deliver advertising. Analytics and marketing storage stay off until you grant consent. By clicking on "Agree and continue", you declare your consent to the use of the selected optional cookies. Manage preferences to update or revoke optional consent for future visits. For more information, see our Privacy Policy .