Key facts
- This page summarizes NanoDimension III, L.P.'s Form 4 filing for Icosavax, Inc..
- 4 reported transactions and 2 derivative rows are listed below.
- Accepted by SEC: 04 Aug 2021, 18:20.
NanoDimension III, L.P. - 02 Aug 2021 Form 4 Insider Report for Icosavax, Inc.
- Reporting relationship
- Former 10% Owner
- Issuer ticker
- N/A
- Reported as of
- 02 Aug 2021
- Net transaction value
- +$2,000,010
- SEC form
- 4
- Accepted by SEC
- 04 Aug 2021, 18:20:14 UTC
- Prior SEC filing
- 28 Jul 2021
- Source filing
- View source filing
- Reporting owner signature
- NanoDimension III, L.P., By: NanoDimension III GP Limited Partnership, its general partner, By: NanoDimension III Management Limited, its general partner, By: /s/ Thomas Russo, Attorney-in-Fact
Source evidence
Original filing metadata and source links for verification.
4 source fields
Reporting owner
1 detail
Key filing fact
NanoDimension III, L.P. filed Form 4 for Icosavax, Inc. on 04 Aug 2021.
Change
- Previous filing in this sequence was filed on 28 Jul 2021.
- Current net transaction value: +$2,000,010.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
ICVX
transaction
Common Stock
Conversion of derivative security
- Transaction value
- $0
- Shares
- +2,749,995
- Change %
- Price
- $0.000000
- Shares after
- 2,749,995
- Date
- 02 Aug 2021
- Ownership
- Direct
- Footnotes
- F1, F2, F3
ICVX
transaction
Common Stock
Purchase
- Transaction value
- $2,000,010
- Shares
- +133,334
- Change %
- +4.8%
- Price
- $15.00
- Shares after
- 2,883,329
- Date
- 02 Aug 2021
- Ownership
- Direct
- Footnotes
- F3, F4
Reported derivative securities
Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.
ICVX
transaction
Derivative
Series A-1 Preferred Stock
Conversion of derivative security
- Transaction value
- Shares
- -10,400,415
- Change %
- -100%
- Price
- Shares after
- 0
- Date
- 02 Aug 2021
- Ownership
- See footnote
- Underlying class
- Common Stock
- Underlying amount
- 2,502,686
- Exercise price
- $0.000000
- Footnotes
- F2, F3
ICVX
transaction
Derivative
Series B-1 Preferred Stock
Conversion of derivative security
- Transaction value
- Shares
- -1,027,741
- Change %
- -100%
- Price
- Shares after
- 0
- Date
- 02 Aug 2021
- Ownership
- See footnote
- Underlying class
- Common Stock
- Underlying amount
- 247,308
- Exercise price
- $0.000000
- Footnotes
- F2, F3
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Section 16 status
NanoDimension III, L.P. is no longer subject to Section 16 filing requirements. Form 4 or Form 5 obligations may still apply in specific circumstances.
Explanation of responses 4 footnotes
Footnote F1
Includes an additional share of Common Stock as a result of the conversion of Preferred Stock calculated on an aggregate basis of all shares of Preferred Stock held by the holder.
Footnote F2
On August 2, 2021, the shares of Series A-1 Preferred Stock and Series B-1 Preferred Stock converted into shares of the Issuer's common stock at a ratio of 4.1557-for-1 automatically upon the closing of the Issuer's initial public offering without payment or further consideration. The shares have no expiration date. As a result of the Issuer's initial public offering, the reporting person is no longer a 10% owner of the Issuer and is therefore no longer subject to Section 16 in connection with its transactions in the equity securities of the Issuer.
Footnote F3
NanoDimension III GP Limited Partnership ("ND III GP") is the general partner of NanoDimension III, L.P. ("ND III LP"). NanoDimension III Management Limited ("ND Management") is the general partner of ND III GP, and possesses the power to direct the voting and disposition of the shares owned by ND III LP and may be deemed to have indirect beneficial ownership of the shares held by ND III LP. Jonathan Nicholson and Richard Coles are the members of the board of directors of ND Management and share voting and dispositive power over the shares held by ND III LP. Each reporting person disclaims beneficial ownership of the securities reported herein, except to the extent of his or its respective pecuniary interest therein.
Footnote F4
ND III LP acquired additional shares in the Issuer's initial public offering.