Key facts
- This page summarizes Denis J. Duncan's Form 4 filing for CapStar Financial Holdings, Inc..
- 2 reported transactions and 0 derivative rows are listed below.
- Accepted by SEC: 28 Mar 2022, 14:33.
Key filing fact
Ownership activity is grounded in SEC Form 4 disclosures.
Shares, units, or other non-derivative securities reported in this filing.
Disposed to Issuer
Disposed to Issuer
No transaction description listed
No transaction description listed
No transaction description listed
Additional SEC filing notes
Section 16 status
Denis J. Duncan is no longer subject to Section 16 filing requirements. Form 4 or Form 5 obligations may still apply in specific circumstances.
Footnote F1
The reported item represents an award of restricted stock which vests in two approximately equal installments beginning on the first anniversary of the December 31, 2020 grant date. As of the date of this report, 544 shares have vested. The remaining 545 shares of restricted common stock under this award vest on the second anniversary of the grant date, or December 31, 2022.
Footnote F2
The reported item reflects the reporting person's interest in equivalent shares held by the unitized stock fund in the issuer's 401(k) plan ("Plan"). The unitized stock fund consists of approximately 95% of the issuer's common stock and approximately 5% cash or cash equivalents. The number of shares attributed to the reporting person as a Plan participant and expressed as equivalent shares has been calculated based on the $21.36 closing price of the issuer's common stock as of February 10, 2022 and may change from time to time without the volition of the reporting person depending on the fair market value of the issuer's common stock and the amount of cash in the fund.
Footnote F3
The reported item represents a disposal of restricted stock awards in connection with Mr. Duncan's separation from the Company.
SEC remarks
The reporting person retired as CapStar Financial Holdings, Inc.'s Chief Financial Officer effective February 10, 2022. As a result, the reporting person is no longer subject to Section 16 in connection with his transactions in the equity securities of CapStar Financial Holdings, Inc. and therefore will no longer report any such transactions on Form 4. Note that this is an inadvertent late filing due to an administrative delay.