Peter Farmakis - 06 Aug 2021 Form 4 Insider Report for JELD-WEN Holding, Inc. (JELD)

Reporting relationship: EVP & President, Australasia
Issuer ticker: JELD
Reported as of: 06 Aug 2021
Net transaction value: -$2,515,659
SEC form: 4
Accepted by SEC: 10 Aug 2021, 21:12:57 UTC
Prior SEC filing: 03 Jun 2021
Source filing: View source filing
Reporting owner signature: /s/ Peter Farmakis

Key filing fact

Peter Farmakis filed Form 4 for JELD-WEN Holding, Inc. (JELD) on 10 Aug 2021.

Key facts

This page summarizes Peter Farmakis's Form 4 filing for JELD-WEN Holding, Inc. (JELD).
17 reported transactions and 6 derivative rows are listed below.
Accepted by SEC: 10 Aug 2021, 21:12.

Change

Previous filing in this sequence was filed on 03 Jun 2021.
Current net transaction value: -$2,515,659.

Research use

This tells you what this filing adds before you inspect full transaction and derivative tables.
You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

JELD transaction

Common Stock

Options Exercise

Transaction value: $352,098
Shares: +52,240
Change %: +32%
Price: $6.74
Shares after: 216,126
Date: 06 Aug 2021
Ownership: Direct

JELD transaction

Common Stock

Options Exercise

Transaction value: $105,283
Shares: +10,560
Change %: +4.9%
Price: $9.97
Shares after: 226,686
Date: 06 Aug 2021
Ownership: Direct

JELD transaction

Common Stock

Options Exercise

Transaction value: $140,526
Shares: +13,060
Change %: +5.8%
Price: $10.76
Shares after: 239,746
Date: 06 Aug 2021
Ownership: Direct

JELD transaction

Common Stock

Options Exercise

Transaction value: $49,526
Shares: +3,520
Change %: +1.5%
Price: $14.07
Shares after: 243,266
Date: 06 Aug 2021
Ownership: Direct

JELD transaction

Common Stock

Options Exercise

Transaction value: $66,141
Shares: +3,520
Change %: +1.4%
Price: $18.79
Shares after: 246,786
Date: 09 Aug 2021
Ownership: Direct

JELD transaction

Common Stock

Options Exercise

Transaction value: $207,735
Shares: +9,911
Change %: +4%
Price: $20.96
Shares after: 256,697
Date: 09 Aug 2021
Ownership: Direct

JELD transaction

Common Stock

Sale

Transaction value: $1,758,632
Shares: -62,800
Change %: -24%
Price: $28.00
Shares after: 193,897
Date: 06 Aug 2021
Ownership: Direct
Footnotes: F1, F2

JELD transaction

Common Stock

Sale

Transaction value: $140,673
Shares: -5,000
Change %: -2.6%
Price: $28.13
Shares after: 188,897
Date: 06 Aug 2021
Ownership: Direct
Footnotes: F1, F3

JELD transaction

Common Stock

Sale

Transaction value: $465,779
Shares: -16,580
Change %: -8.8%
Price: $28.09
Shares after: 172,317
Date: 06 Aug 2021
Ownership: Direct
Footnotes: F1, F4

JELD transaction

Common Stock

Sale

Transaction value: $373,910
Shares: -13,431
Change %: -7.8%
Price: $27.84
Shares after: 158,886
Date: 09 Aug 2021
Ownership: Direct
Footnotes: F1, F5

JELD transaction

Common Stock

Sale

Transaction value: $697,973
Shares: -25,050
Change %: -16%
Price: $27.86
Shares after: 133,836
Date: 09 Aug 2021
Ownership: Direct
Footnotes: F1, F6

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

JELD transaction Derivative

Common Stock Option (Right to Buy)

Options Exercise

Transaction value: $0
Shares: -52,240
Change %: -100%
Price: $0.000000^*
Shares after: 0
Date: 06 Aug 2021
Ownership: Direct
Underlying class: Common Stock
Underlying amount: 52,240
Exercise price: $6.74
Footnotes: F7

JELD transaction Derivative

Common Stock Option (Right to Buy)

Options Exercise

Transaction value: $0
Shares: -10,560
Change %: -100%
Price: $0.000000^*
Shares after: 0
Date: 06 Aug 2021
Ownership: Direct
Underlying class: Common Stock
Underlying amount: 10,560
Exercise price: $9.97
Footnotes: F7

JELD transaction Derivative

Common Stock Option (Right to Buy)

Options Exercise

Transaction value: $0
Shares: -13,060
Change %: -100%
Price: $0.000000^*
Shares after: 0
Date: 06 Aug 2021
Ownership: Direct
Underlying class: Common Stock
Underlying amount: 13,060
Exercise price: $10.76
Footnotes: F8

JELD transaction Derivative

Common Stock Option (Right to Buy)

Options Exercise

Transaction value: $0
Shares: -3,520
Change %: -100%
Price: $0.000000^*
Shares after: 0
Date: 06 Aug 2021
Ownership: Direct
Underlying class: Common Stock
Underlying amount: 3,520
Exercise price: $14.07
Footnotes: F9

JELD transaction Derivative

Common Stock Option (Right to Buy)

Options Exercise

Transaction value: $0
Shares: -3,520
Change %: -100%
Price: $0.000000^*
Shares after: 0
Date: 09 Aug 2021
Ownership: Direct
Underlying class: Common Stock
Underlying amount: 3,520
Exercise price: $18.79
Footnotes: F8

JELD transaction Derivative

Common Stock Option (Right to Buy)

Options Exercise

Transaction value: $0
Shares: -9,911
Change %: -100%
Price: $0.000000^*
Shares after: 0
Date: 09 Aug 2021
Ownership: Direct
Underlying class: Common Stock
Underlying amount: 9,911
Exercise price: $20.96
Footnotes: F10

^* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 10 footnotes

Footnote F1

Certain shares sold by the reporting person to cover tax obligation associated with the vesting of an RSU award on August 6, 2021.

Footnote F2

The reported price in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $27.87 to $28.30 per share, inclusive. The reporting person undertakes to provide to JELD-WEN Holding, Inc., any security holder of JELD-WEN Holding, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares soldat each separate price within the range set forth in this footnote.

Footnote F3

The reported price in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $28.18 to $28.19 per share, inclusive. The reporting person undertakes to provide to JELD-WEN Holding, Inc., any security holder of JELD-WEN Holding, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Footnote F4

The reported price in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $28.13 to $28.08 per share, inclusive. The reporting person undertakes to provide to JELD-WEN Holding, Inc., any security holder of JELD-WEN Holding, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Footnote F5

The reported price in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $27.75 to $27.97 per share, inclusive. The reporting person undertakes toprovide to JELD-WEN Holding, Inc., any security holder of JELD-WEN Holding, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares soldat each separate price within the range set forth in this footnote.

Footnote F6

The reported price in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $27.75 to $27.98 per share, inclusive. The reporting person undertakes toprovide to JELD-WEN Holding, Inc., any security holder of JELD-WEN Holding, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares soldat each separate price within the range set forth in this footnote.

Footnote F7

This option is fully vested as of May 2, 2019.

Footnote F8

This option is fully vested as of May 2, 2015.

Footnote F9

This option is fully vested as of May 2, 2016.

Footnote F10

This option is vested with respect to 15,006 underlying shares and will vest with respect to the remaining 7,503 underlying shares on February 25, 2022.