Eric Douglas Jacobs - 06 Jun 2022 Form 4 Insider Report for RITCHIE BROS AUCTIONEERS INC (RBA)

Source evidence Original filing metadata and source links for verification. 5 source fields
SEC form
4
Accepted by SEC
08 Jun 2022, 11:41:35 UTC
Prior SEC filing
20 May 2022
Next SEC filing
08 Aug 2023
Source filing
View source filing
Reporting owner 1 detail
Reporting owner signature
/s/ Maria Teresa Punsalan as attorney-in-fact for Eric Douglas Jacobs.

Key filing fact

Eric Douglas Jacobs filed Form 4 for RITCHIE BROS AUCTIONEERS INC (RBA) on 08 Jun 2022.

Key facts

  • This page summarizes Eric Douglas Jacobs's Form 4 filing for RITCHIE BROS AUCTIONEERS INC (RBA).
  • 4 reported transactions and 4 derivative rows are listed below.
  • Accepted by SEC: 08 Jun 2022, 11:41.

Change

  • Previous filing in this sequence was filed on 20 May 2022.
  • Current net transaction value: $0.

Research use

  • This tells you what this filing adds before you inspect full transaction and derivative tables.
  • You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

RBA transaction Derivative

Employee Stock Option (Right to Buy)

Award

Transaction value
$0
Shares
+59,483
Change %
Price
$0.000000
Shares after
59,483
Date
06 Jun 2022
Ownership
Direct
Underlying class
Common Shares
Underlying amount
59,483
Exercise price
$61.38
Footnotes
F1, F2
RBA transaction Derivative

Employee Stock Option (Right to Buy)

Award

Transaction value
$0
Shares
+31,804
Change %
Price
$0.000000
Shares after
31,804
Date
06 Jun 2022
Ownership
Direct
Underlying class
Common Shares
Underlying amount
31,804
Exercise price
$80.00
Footnotes
F3, F4
RBA transaction Derivative

Employee Stock Option (Right to Buy)

Award

Transaction value
$0
Shares
+39,276
Change %
Price
$0.000000
Shares after
39,276
Date
06 Jun 2022
Ownership
Direct
Underlying class
Common Shares
Underlying amount
39,276
Exercise price
$90.00
Footnotes
F3, F4
RBA transaction Derivative

Employee Stock Option (Right to Buy)

Award

Transaction value
$0
Shares
+48,077
Change %
Price
$0.000000
Shares after
48,077
Date
06 Jun 2022
Ownership
Direct
Underlying class
Common Shares
Underlying amount
48,077
Exercise price
$100.00
Footnotes
F3, F4
* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 4 footnotes

Footnote F1

The option was granted on June 6, 2022 and vests equally in three equal annual installments beginning March 14, 2023.

Footnote F2

The option expires on June 6, 2032; provided, however, that if such date occurs during a black out period (as defined in the RBA Amended and Restated Stock Option Plan) applicable to the reporting person or within five business days (as defined in such Plan) after the last day of a black out period applicable to the reporting person, the expiry date for the option will be the last day of such five business day period.

Footnote F3

The option was granted on June 6, 2022 and vests equally in three equal annual installments beginning August 12, 2024.

Footnote F4

The option expires on August 12, 2027; provided, however, that if such date occurs during a black out period (as defined in the RBA Amended and Restated Stock Option Plan) applicable to the reporting person or within five business days (as defined in such Plan) after the last day of a black out period applicable to the reporting person, the expiry date for the option will be the last day of such five business day period.

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