Sharon Ruth Driscoll. - 06 Mar 2022 Form 4 Insider Report for RITCHIE BROS AUCTIONEERS INC (RBA)

Source evidence Original filing metadata and source links for verification. 5 source fields
SEC form
4
Accepted by SEC
07 Mar 2022, 17:26:31 UTC
Prior SEC filing
07 Mar 2022
Next SEC filing
15 Mar 2022
Source filing
View source filing
Reporting owner 1 detail
Reporting owner signature
/s/ Maria Teresa Punsalan as attorney-in-fact for Sharon Ruth Driscoll.

Key filing fact

Sharon Ruth Driscoll. filed Form 4 for RITCHIE BROS AUCTIONEERS INC (RBA) on 07 Mar 2022.

Key facts

  • This page summarizes Sharon Ruth Driscoll.'s Form 4 filing for RITCHIE BROS AUCTIONEERS INC (RBA).
  • 4 reported transactions and 2 derivative rows are listed below.
  • Accepted by SEC: 07 Mar 2022, 17:26.

Change

  • Previous filing in this sequence was filed on 07 Mar 2022.
  • Current net transaction value: $0.

Research use

  • This tells you what this filing adds before you inspect full transaction and derivative tables.
  • You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

RBA transaction

Common Shares

Options Exercise

Transaction value
Shares
+750
Change %
+4.3%
Price
Shares after
18,145
Date
06 Mar 2022
Ownership
Direct
Footnotes
F1, F2, F3
RBA transaction

Common Shares

Options Exercise

Transaction value
Shares
+14,279
Change %
+79%
Price
Shares after
32,424
Date
06 Mar 2022
Ownership
Direct
Footnotes
F1, F3
RBA holding

Common Shares

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
4,997
Date
06 Mar 2022
Ownership
Employee Stock Purchase Plan
Footnotes
F4
RBA holding

Common Shares

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
1,375
Date
06 Mar 2022
Ownership
Held by spouse

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

RBA transaction Derivative

Performance Share Units (2019 PSUs)

Options Exercise

Transaction value
$0
Shares
-14,279
Change %
-100%
Price
$0.000000*
Shares after
0
Date
06 Mar 2022
Ownership
Direct
Underlying class
Common Shares
Underlying amount
14,279
Exercise price
Footnotes
F3
RBA transaction Derivative

Dividend Equivalent Rights (2019 PSUs)

Options Exercise

Transaction value
$0
Shares
-750
Change %
-100%
Price
$0.000000*
Shares after
0
Date
06 Mar 2022
Ownership
Direct
Underlying class
Common Shares
Underlying amount
750
Exercise price
Footnotes
F3
* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 4 footnotes

Footnote F1

Represents pre-tax amount of award. Share issuance will be made net of tax withholding ("TW").

Footnote F2

Includes the March 4, 2022 accrued PSU dividend equivalent rights.

Footnote F3

Each PSU and DER represented a contingent right to receive one RBA common share or the economic equivalent thereof. The PSUs and DERs vested on March 6, 2022, the PSUs and DERs will be settled in common shares issued to the reporting person, net applicable tax, as soon as practicable

Footnote F4

Includes all Employee Stock Purchase Plan purchases through March 6, 2022.

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