Key facts
- This page summarizes Rajeev Gautam's Form 4 filing for HONEYWELL INTERNATIONAL INC (HON).
- 3 reported transactions and 1 derivative row are listed below.
- Accepted by SEC: 03 Aug 2021, 18:30.
Rajeev Gautam - 31 Jul 2021 Form 4 Insider Report for HONEYWELL INTERNATIONAL INC (HON)
- Reporting relationship
- President & CEO, PMT
- Issuer ticker
- HON
- Reported as of
- 31 Jul 2021
- Net transaction value
- -$1,069,076
- SEC form
- 4
- Accepted by SEC
- 03 Aug 2021, 18:30:47 UTC
- Prior SEC filing
- 17 May 2021
- Next SEC filing
- 16 Aug 2021
- Source filing
- View source filing
- Reporting owner signature
- Su Ping Lu for Rajeev Gautam
Source evidence
Original filing metadata and source links for verification.
5 source fields
Reporting owner
1 detail
Key filing fact
Rajeev Gautam filed Form 4 for HONEYWELL INTERNATIONAL INC (HON) on 03 Aug 2021.
Change
- Previous filing in this sequence was filed on 17 May 2021.
- Current net transaction value: -$1,069,076.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
HON
transaction
Common Stock
Options Exercise
- Transaction value
- Shares
- +11,619
- Change %
- +103%
- Price
- Shares after
- 22,918
- Date
- 31 Jul 2021
- Ownership
- Direct
- Footnotes
- F1, F2, F3
HON
transaction
Common Stock
Tax liability
- Transaction value
- $1,069,076
- Shares
- -4,573
- Change %
- -20%
- Price
- $233.78
- Shares after
- 18,345
- Date
- 31 Jul 2021
- Ownership
- Direct
HON
holding
Common Stock
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 1,964
- Date
- 31 Jul 2021
- Ownership
- Held in 401(k) plan
Reported derivative securities
Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.
HON
transaction
Derivative
Performance-Based Restricted Stock Units
Options Exercise
- Transaction value
- $0
- Shares
- -11,619
- Change %
- -100%
- Price
- $0.000000*
- Shares after
- 0
- Date
- 31 Jul 2021
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 11,619
- Exercise price
- Footnotes
- F1, F2, F3
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Explanation of responses 3 footnotes
Footnote F1
Includes the reinvestment of dividend equivalents into 1,107 additional restricted stock units.
Footnote F2
The Performance-Based Restricted Stock Units were adjusted to increase the number of shares in a manner subject to the adjustment provisions of the AdvanSix Inc. spin-off from Honeywell which occurred on October 1, 2016; the Garrett Motion Inc. spin-off from Honeywell which occurred on October 1, 2018; and the Resideo Technologies, Inc. spin-off from Honeywell which occurred on October 29, 2018.
Footnote F3
Acquired pursuant to the settlement of Performance-Based Restricted Stock Units granted on July 29, 2016 under the 2016 Stock Incentive Plan of Honeywell International Inc. and its Affiliates. The performance period of the Performance-Based Restricted Stock Units ended on July 31, 2019, and the shares vested in two installments on each of July 31, 2019 and July 31, 2021. As a result of Honeywell's cumulative Total Shareholder Return (TSR) for the 3-year performance period (August 1, 2016 - July 31, 2019) relative to its compensation peer group, the Performance-Based Restricted Stock Units were earned at 200% of target.