Jennifer Jarrett - 11 Aug 2021 Form 4 Insider Report for Surrozen, Inc./DE (SRZN)

Source evidence Original filing metadata and source links for verification. 5 source fields
SEC form
4
Accepted by SEC
13 Aug 2021, 19:41:35 UTC
Prior SEC filing
21 Jun 2021
Next SEC filing
22 Sep 2021
Source filing
View source filing
Reporting owner 1 detail
Reporting owner signature
/s/ Kevin Livingston, as Attorney-in-Fact

Key filing fact

Jennifer Jarrett filed Form 4 for Surrozen, Inc./DE (SRZN) on 13 Aug 2021.

Key facts

  • This page summarizes Jennifer Jarrett's Form 4 filing for Surrozen, Inc./DE (SRZN).
  • 2 reported transactions and 1 derivative row are listed below.
  • Accepted by SEC: 13 Aug 2021, 19:41.

Change

  • Previous filing in this sequence was filed on 21 Jun 2021.
  • Current net transaction value: $0.

Research use

  • This tells you what this filing adds before you inspect full transaction and derivative tables.
  • You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

SRZN transaction

Common Stock

Award

Transaction value
Shares
+30,000
Change %
Price
Shares after
30,000
Date
11 Aug 2021
Ownership
Direct
Footnotes
F1, F2

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

SRZN transaction Derivative

Class B Ordinary Shares

Disposed to Issuer

Transaction value
$0
Shares
-30,000
Change %
-100%
Price
$0.000000*
Shares after
0
Date
11 Aug 2021
Ownership
Direct
Underlying class
Class A Ordinary Shares
Underlying amount
30,000
Exercise price
Footnotes
F1, F2
* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Section 16 status

Jennifer Jarrett is no longer subject to Section 16 filing requirements. Form 4 or Form 5 obligations may still apply in specific circumstances.

Explanation of responses 2 footnotes

Footnote F1

On April 15, 2021, Consonance-HFW Acquisition Corp. (the "Issuer") entered into a Business Combination Agreement (the "Business Combination Agreement"), by and among the Issuer, Perseverance Merger Sub Inc. ("Merger Sub"), and Surrozen, Inc. ("Surrozen"). The Business Combination (as defined below) pursuant to the Business Combination Agreement closed on August 11, 2021. Pursuant to the terms of the Business Combination Agreement, on the closing date: (i) the Issuer became a Delaware corporation (the "Domestication") and, in connection with the Domestication, (A) the Issuer's name changed to "Surrozen, Inc.",

Footnote F2

(Continued from Footnote 1) (B) each outstanding Class A Ordinary Share of the Issuer ("Class A Share") and each outstanding Class B Ordinary Share of the Issuer became one share of common stock of Issuer (the "Common Stock") in transactions exempt from Section 16(b) of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), pursuant to Rule 16b-7 under the Exchange Act, and (C) each outstanding warrant of the Issuer became one warrant to purchase one share of Common Stock; and (ii) following the Domestication, Merger Sub merged with and into Surrozen, with Surrozen as the surviving company in the merger and, after giving effect to such merger, continuing as a wholly-owned subsidiary of Issuer (the "Merger"). The Domestication, the Merger and the other transactions contemplated by the Business Combination Agreement are hereinafter referred to as the "Business Combination".

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