Key facts
- This page summarizes Thomas H. Krause Jr.'s Form 4 filing for Broadcom Inc. (AVGO).
- 3 reported transactions and 0 derivative rows are listed below.
- Accepted by SEC: 17 Mar 2022, 17:02.
Thomas H. Krause Jr. - 15 Mar 2022 Form 4 Insider Report for Broadcom Inc. (AVGO)
- Reporting relationship
- President of Broadcom SW Group
- Issuer ticker
- AVGO
- Reported as of
- 15 Mar 2022
- Net transaction value
- -$15,901,017
- SEC form
- 4
- Accepted by SEC
- 17 Mar 2022, 17:02:58 UTC
- Prior SEC filing
- 04 Mar 2022
- Source filing
- View source filing
- Reporting owner signature
- /s/Noelle Matteson, Attorney-in-Fact for Thomas H. Krause, Jr.
Source evidence
Original filing metadata and source links for verification.
4 source fields
Reporting owner
1 detail
Key filing fact
Thomas H. Krause Jr. filed Form 4 for Broadcom Inc. (AVGO) on 17 Mar 2022.
Change
- Previous filing in this sequence was filed on 04 Mar 2022.
- Current net transaction value: -$15,901,017.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
AVGO
transaction
Common Stock, $0.001 par value
Tax liability
- Transaction value
- $7,787,088
- Shares
- -13,137
- Change %
- -21%
- Price
- $592.76
- Shares after
- 50,823
- Date
- 15 Mar 2022
- Ownership
- Direct
- Footnotes
- F1, F2
AVGO
transaction
Common Stock, $0.001 par value
Sale
- Transaction value
- $8,075,831
- Shares
- -13,798
- Change %
- -27%
- Price
- $585.29
- Shares after
- 37,025
- Date
- 16 Mar 2022
- Ownership
- Direct
- Footnotes
- F2, F3
AVGO
transaction
Common Stock, $0.001 par value
Sale
- Transaction value
- $38,097
- Shares
- -65
- Change %
- -0.18%
- Price
- $586.11
- Shares after
- 36,960
- Date
- 16 Mar 2022
- Ownership
- Direct
- Footnotes
- F4
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Explanation of responses 4 footnotes
Footnote F1
Consists of shares withheld by the Issuer to satisfy the tax withholding obligations of the Reporting Person upon the vesting of the relevant restricted stock units ("RSUs"), including performance stock units awards, previously granted to the Reporting Person.
Footnote F2
Includes 36,960 RSUs.
Footnote F3
Transaction executed in multiple trades at prices ranging from $585.02 to $585.98 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.
Footnote F4
Represents 36,960 RSUs.