John G. O'Grady - 03 Sep 2021 Form 4 Insider Report for EASTMAN KODAK CO (KODK)

Source evidence Original filing metadata and source links for verification. 3 source fields
SEC form
4
Accepted by SEC
08 Sep 2021, 18:08:06 UTC
Source filing
View source filing
Reporting owner 1 detail
Reporting owner signature
/s/ Roger W. Byrd, Attorney-in-fact for John O'Grady

Key filing fact

John G. O'Grady filed Form 4 for EASTMAN KODAK CO (KODK) on 08 Sep 2021.

Key facts

  • This page summarizes John G. O'Grady's Form 4 filing for EASTMAN KODAK CO (KODK).
  • 3 reported transactions and 5 derivative rows are listed below.
  • Accepted by SEC: 08 Sep 2021, 18:08.

Change

  • No earlier filing in this sequence is available for direct comparison.
  • Current net transaction value: -$23,227.

Research use

  • This tells you what this filing adds before you inspect full transaction and derivative tables.
  • You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

KODK transaction

Common Stock, par value $.01

Options Exercise

Transaction value
$0
Shares
+10,686
Change %
+26%
Price
$0.000000
Shares after
52,034
Date
03 Sep 2021
Ownership
Direct
Footnotes
F1
KODK transaction

Common Stock, par value $.01

Tax liability

Transaction value
$23,227
Shares
-3,217
Change %
-6.2%
Price
$7.22
Shares after
48,817
Date
03 Sep 2021
Ownership
Direct
Footnotes
F2

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

KODK transaction Derivative

Restricted Stock Units

Options Exercise

Transaction value
$0
Shares
-10,686
Change %
-100%
Price
$0.000000*
Shares after
0
Date
03 Sep 2021
Ownership
Direct
Underlying class
Common Stock, par value $.01
Underlying amount
10,686
Exercise price
$0.000000
Footnotes
F3
KODK holding Derivative

Stock Option (Right to Buy)

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
25,218
Date
03 Sep 2021
Ownership
Direct
Underlying class
Common Stock, par value $.01
Underlying amount
25,218
Exercise price
$13.76
Footnotes
F4
KODK holding Derivative

Stock Option (Right to Buy)

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
29,712
Date
03 Sep 2021
Ownership
Direct
Underlying class
Common Stock, par value $.01
Underlying amount
29,712
Exercise price
$15.58
Footnotes
F4
KODK holding Derivative

Stock Option (Right to Buy)

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
39,247
Date
03 Sep 2021
Ownership
Direct
Underlying class
Common Stock, par value $.01
Underlying amount
39,247
Exercise price
$15.20
Footnotes
F4
KODK holding Derivative

Stock Option (Right to Buy)

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
51,441
Date
03 Sep 2021
Ownership
Direct
Underlying class
Common Stock, par value $.01
Underlying amount
51,441
Exercise price
$3.90
Footnotes
F4
* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 4 footnotes

Footnote F1

These restricted stock units convert into common stock on a one-for-one basis.

Footnote F2

Shares withheld to cover tax withholding obligations on the vesting of restricted stock units.

Footnote F3

These restricted stock units, which convert into common stock on a one-for-one basis, vested one-third on each of 9/3/2019, 9/3/2020 and 9/3/2021.

Footnote F4

These securities are fully vested as of the date of this report.

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