Key facts
- This page summarizes Ventech Capital F's Form 4 filing for Arteris, Inc. (AIP).
- 2 reported transactions and 1 derivative row are listed below.
- Accepted by SEC: 02 Nov 2021, 17:13.
Ventech Capital F - 29 Oct 2021 Form 4 Insider Report for Arteris, Inc. (AIP)
- Reporting relationship
- 10%+ Owner
- Issuer ticker
- AIP
- Reported as of
- 29 Oct 2021
- Net transaction value
- $0
- SEC form
- 4
- Accepted by SEC
- 02 Nov 2021, 17:13:20 UTC
- Prior SEC filing
- 26 Oct 2021
- Source filing
- View source filing
- Reporting owner signature
- /s/ Christian Claussen
Source evidence
Original filing metadata and source links for verification.
4 source fields
Reporting owner
1 detail
Key filing fact
Ventech Capital F filed Form 4 for Arteris, Inc. (AIP) on 02 Nov 2021.
Change
- Previous filing in this sequence was filed on 26 Oct 2021.
- Current net transaction value: $0.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
AIP
transaction
Common Stock
Conversion of derivative security
- Transaction value
- Shares
- +3,127,907
- Change %
- Price
- Shares after
- 3,127,907
- Date
- 29 Oct 2021
- Ownership
- Direct
- Footnotes
- F1, F2
Reported derivative securities
Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.
AIP
transaction
Derivative
Series A Preferred Stock
Conversion of derivative security
- Transaction value
- $0
- Shares
- -3,127,907
- Change %
- -50%
- Price
- $0.000000
- Shares after
- 3,127,907
- Date
- 29 Oct 2021
- Ownership
- See Footnote
- Underlying class
- Common Stock
- Underlying amount
- 3,127,907
- Exercise price
- Footnotes
- F1, F2
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Explanation of responses 2 footnotes
Footnote F1
Each share of the Issuer's Series A Preferred Stock automatically converted into one (1) share of the Issuer's Common Stock immediately upon the closing of the Issuer's initial public offering. The shares had no expiration date.
Footnote F2
The reporting person is a General Partner of Ventech Capital F ("Ventech"). Investment and voting decisions for Ventech are made by Ventech's investment committee, which is governed by a non-executive board comprised of three or more individuals, and therefore the reporting person disclaims beneficial ownership except to the extent of his pecuniary interest therein, if any.