Key facts
- This page summarizes Joel D. Cavaness's Form 4 filing for Arthur J. Gallagher & Co. (AJG).
- 2 reported transactions and 1 derivative row are listed below.
- Accepted by SEC: 18 Jul 2023, 17:44.
Joel D. Cavaness - 14 Jul 2023 Form 4 Insider Report for Arthur J. Gallagher & Co. (AJG)
- Reporting relationship
- Vice President
- Issuer ticker
- AJG
- Reported as of
- 14 Jul 2023
- Net transaction value
- $0
- SEC form
- 4
- Accepted by SEC
- 18 Jul 2023, 17:44:10 UTC
- Prior SEC filing
- 12 Jun 2023
- Next SEC filing
- 02 Nov 2023
- Source filing
- View source filing
- Reporting owner signature
- /s/ Seth Diehl, by power of attorney
Source evidence
Original filing metadata and source links for verification.
5 source fields
Reporting owner
1 detail
Key filing fact
Joel D. Cavaness filed Form 4 for Arthur J. Gallagher & Co. (AJG) on 18 Jul 2023.
Change
- Previous filing in this sequence was filed on 12 Jun 2023.
- Current net transaction value: $0.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
AJG
transaction
Common Stock
Options Exercise
- Transaction value
- $0
- Shares
- +1,575
- Change %
- +1.2%
- Price
- $0.000000
- Shares after
- 136,753
- Date
- 14 Jul 2023
- Ownership
- Direct
AJG
holding
Common Stock
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 2,023
- Date
- 14 Jul 2023
- Ownership
- By Spouse
AJG
holding
Common Stock
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 293
- Date
- 14 Jul 2023
- Ownership
- Gallagher 401(k) plan account
Reported derivative securities
Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.
AJG
transaction
Derivative
Notional Stock Units
Options Exercise
- Transaction value
- $0
- Shares
- -1,575
- Change %
- -14%
- Price
- $0.000000
- Shares after
- 9,352
- Date
- 14 Jul 2023
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 1,575
- Exercise price
- Footnotes
- F1, F2
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Explanation of responses 2 footnotes
Footnote F1
Each notional stock unit represents a right to receive one share of Gallagher common stock.
Footnote F2
Portions of these notional stock units are payable to the reporting person at the following times: over a two year period beginning July 2023; over a five year period beginning July 2027; in a lump sum on July 2028; over a five year period beginning July 2028; and in a lump sum following the reporting person's separation from service.
SEC remarks
This report discloses the distribution of notional stock units (representing equity compensation previously deferred by the reporting person in the Arthur J. Gallagher & Co. Supplemental Savings and Thrift Plan) in the form of Gallagher common stock. The timing of this distribution in July 2023 is in accordance with the terms of the Supplemental Savings and Thrift Plan and the reporting person's election at the time of deferral.