Key facts
- This page summarizes Swaminathan Venkataraman's Form 4 filing for Bloom Energy Corp (BE).
- 4 reported transactions and 1 derivative row are listed below.
- Accepted by SEC: 18 Mar 2022, 19:49.
Swaminathan Venkataraman - 15 Mar 2022 Form 4 Insider Report for Bloom Energy Corp (BE)
- Reporting relationship
- EVP of Engineering & CTO
- Issuer ticker
- BE
- Reported as of
- 15 Mar 2022
- Net transaction value
- -$149,957
- SEC form
- 4
- Accepted by SEC
- 18 Mar 2022, 19:49:58 UTC
- Prior SEC filing
- 17 Feb 2022
- Source filing
- View source filing
- Reporting owner signature
- /s/ Shawn M. Soderberg, as attorney-in-fact
Source evidence
Original filing metadata and source links for verification.
4 source fields
Reporting owner
1 detail
Key filing fact
Swaminathan Venkataraman filed Form 4 for Bloom Energy Corp (BE) on 18 Mar 2022.
Change
- Previous filing in this sequence was filed on 17 Feb 2022.
- Current net transaction value: -$149,957.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
BE
transaction
Class A Common Stock
Options Exercise
- Transaction value
- $0
- Shares
- +6,495
- Change %
- +5.1%
- Price
- $0.000000
- Shares after
- 134,357
- Date
- 15 Mar 2022
- Ownership
- Direct
BE
transaction
Class A Common Stock
Sale
- Transaction value
- $93,987
- Shares
- -4,394
- Change %
- -3.3%
- Price
- $21.39
- Shares after
- 129,963
- Date
- 16 Mar 2022
- Ownership
- Direct
- Footnotes
- F1, F2
BE
transaction
Class A Common Stock
Sale
- Transaction value
- $55,970
- Shares
- -2,338
- Change %
- -1.8%
- Price
- $23.94
- Shares after
- 127,625
- Date
- 18 Mar 2022
- Ownership
- Direct
- Footnotes
- F3, F4
BE
holding
Class A Common Stock
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 36,554
- Date
- 15 Mar 2022
- Ownership
- By trust
- Footnotes
- F5
Reported derivative securities
Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.
BE
transaction
Derivative
Performance Stock Units
Options Exercise
- Transaction value
- $0
- Shares
- -6,495
- Change %
- -33%
- Price
- $0.000000
- Shares after
- 12,994
- Date
- 15 Mar 2022
- Ownership
- Direct
- Underlying class
- Class A Common Stock
- Underlying amount
- 6,495
- Exercise price
- Footnotes
- F6, F7
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Explanation of responses 7 footnotes
Footnote F1
Sale of shares to cover tax withholding obligation incurred upon settlement of the restricted stock units .
Footnote F2
The price reported represents the weighted average sale price per share. The shares were sold in multiple transactions at prices ranging from $20.96 to $21.80. Upon request by the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.
Footnote F3
Sale of shares to cover tax withholding obligation incurred upon settlement of the performance stock units (the "PSUs").
Footnote F4
The price reported represents the weighted average sale price per share. The shares were sold in multiple transactions at prices ranging from $23.8669 to $23.95. Upon request by the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.
Footnote F5
Held by The Venkataraman Living Trust UTA dtd 6/8/2011, of which the Reporting Person is a trustee.
Footnote F6
Each PSU represents a contingent right to receive one (1) share of the Class A Common Stock of the Issuer upon settlement.
Footnote F7
On February 11, 2021, the Reporting Person was granted a PSU award for a target number of 24,253 shares of Class A common stock, subject to the achievement of certain financial performance criteria during the performance period. The Reporting Person partially met the performance criteria as determined by the Compensation Committee on February 16, 2022, which resulted in a payout of 75% of the target. The PSUs shall vest annually over three (3) years, with a third of the PSUs vesting on March 15, 2022, another third on March 15, 2023 and the remaining third on March 15, 2024, subject to Reporting Person remaining a service provider on each applicable vesting date.