August M. Vlak - 31 Dec 2022 Form 5 Insider Report for EASTERN CO (EML)

Reporting relationship: President & CEO, Director
Issuer ticker: EML
Reported as of: 31 Dec 2022
Net transaction value: +$18,766
SEC form: 5
Accepted by SEC: 30 Jan 2023, 14:48:01 UTC
Prior SEC filing: 20 May 2021
Source filing: View source filing
Reporting owner signature: /s/August M. Vlak

Key filing fact

August M. Vlak filed Form 5 for EASTERN CO (EML) on 30 Jan 2023.

Key facts

This page summarizes August M. Vlak's Form 5 filing for EASTERN CO (EML).
19 reported transactions and 2 derivative rows are listed below.
Accepted by SEC: 30 Jan 2023, 14:48.

Change

Previous filing in this sequence was filed on 20 May 2021.
Current net transaction value: +$18,766.

Research use

This tells you what this filing adds before you inspect full transaction and derivative tables.
You can trace every row back to the original SEC filing document.

Evidence

Official SEC source

Ownership activity is grounded in SEC Form 5 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

EML transaction

Class A Common Stock

Small acquisition under Rule 16a-6

Transaction value: $1,167
Shares: +44
Change %: +0.19%
Price: $26.53
Shares after: 23,531
Date: 19 Jan 2022
Ownership: Direct
Footnotes: F1

EML transaction

Class A Common Stock

Small acquisition under Rule 16a-6

Transaction value: $927
Shares: +36
Change %: +0.15%
Price: $25.76
Shares after: 23,567
Date: 09 Feb 2022
Ownership: Direct
Footnotes: F1

EML transaction

Class A Common Stock

Small acquisition under Rule 16a-6

Transaction value: $930
Shares: +38
Change %: +0.16%
Price: $24.47
Shares after: 23,605
Date: 07 Mar 2022
Ownership: Direct
Footnotes: F1

EML transaction

Class A Common Stock

Purchase

Transaction value: $658
Shares: +27
Change %: +0.11%
Price: $24.38
Shares after: 23,632
Date: 15 Mar 2022
Ownership: Direct
Footnotes: F2

EML transaction

Class A Common Stock

Purchase

Transaction value: $1,734
Shares: +72
Change %: +0.3%
Price: $24.08
Shares after: 23,704
Date: 15 Mar 2022
Ownership: Direct
Footnotes: F2

EML transaction

Class A Common Stock

Small acquisition under Rule 16a-6

Transaction value: $1,147
Shares: +49
Change %: +0.21%
Price: $23.40
Shares after: 23,753
Date: 20 Apr 2022
Ownership: Direct
Footnotes: F1

EML transaction

Class A Common Stock

Small acquisition under Rule 16a-6

Transaction value: $913
Shares: +39
Change %: +0.16%
Price: $23.41
Shares after: 23,792
Date: 06 May 2022
Ownership: Direct
Footnotes: F1

EML transaction

Class A Common Stock

Small acquisition under Rule 16a-6

Transaction value: $924
Shares: +43
Change %: +0.18%
Price: $21.49
Shares after: 23,835
Date: 07 Jun 2022
Ownership: Direct
Footnotes: F1

EML transaction

Class A Common Stock

Purchase

Transaction value: $683
Shares: +33
Change %: +0.14%
Price: $20.69
Shares after: 23,867
Date: 15 Jun 2022
Ownership: Direct
Footnotes: F2

EML transaction

Class A Common Stock

Purchase

Transaction value: $1,743
Shares: +87
Change %: +0.36%
Price: $20.04
Shares after: 23,954
Date: 15 Jun 2022
Ownership: Direct
Footnotes: F2

EML transaction

Class A Common Stock

Small acquisition under Rule 16a-6

Transaction value: $1,159
Shares: +55
Change %: +0.23%
Price: $21.08
Shares after: 24,009
Date: 12 Jul 2022
Ownership: Direct
Footnotes: F1

EML transaction

Class A Common Stock

Small acquisition under Rule 16a-6

Transaction value: $924
Shares: +43
Change %: +0.18%
Price: $21.49
Shares after: 24,052
Date: 05 Aug 2022
Ownership: Direct
Footnotes: F1

EML transaction

Class A Common Stock

Small acquisition under Rule 16a-6

Transaction value: $931
Shares: +48
Change %: +0.2%
Price: $19.39
Shares after: 24,100
Date: 13 Sep 2022
Ownership: Direct
Footnotes: F1

EML transaction

Class A Common Stock

Purchase

Transaction value: $690
Shares: +36
Change %: +0.15%
Price: $19.16
Shares after: 24,136
Date: 15 Sep 2022
Ownership: Direct
Footnotes: F2

EML transaction

Class A Common Stock

Purchase

Transaction value: $1,758
Shares: +93
Change %: +0.39%
Price: $18.90
Shares after: 24,229
Date: 15 Sep 2022
Ownership: Direct
Footnotes: F2

EML transaction

Class A Common Stock

Purchase

Transaction value: $700
Shares: +33
Change %: +0.14%
Price: $21.22
Shares after: 24,262
Date: 15 Dec 2022
Ownership: Direct
Footnotes: F2

EML transaction

Class A Common Stock

Purchase

Transaction value: $1,777
Shares: +84
Change %: +0.35%
Price: $21.16
Shares after: 24,346
Date: 15 Dec 2022
Ownership: Direct
Footnotes: F2

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

EML transaction Derivative

Stock Appreciation Rights

Award

Transaction value: $0
Shares: +12,000
Change %: +60%
Price: $0.000000
Shares after: 32,000
Date: 02 Mar 2022
Ownership: Direct
Underlying class: Common Stock
Underlying amount: 12,000
Exercise price: $26.30
Footnotes: F3

EML transaction Derivative

Stock Award

Award

Transaction value: $0
Shares: +3,978
Change %: +12%
Price: $0.000000
Shares after: 35,978
Date: 15 Mar 2022
Ownership: Direct
Underlying class: Common Stock
Underlying amount: 3,978
Exercise price: $0.000000
Footnotes: F4

^* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 4 footnotes

Footnote F1

Represents shares acquired by the reporting person under The Eastern Company Investors Choice Dividend Reinvestment and Direct Stock Purchase Sale Plan that are eligible for deferred reporting pursuant to Rule 16a-6 under the Securities and Exchange Act of 1934, as amended.

Footnote F2

Represents shares acquired by the reporting person through the reinvestment of dividends under the The Eastern Company Investors Choice Dividend Reinvestment and Direct Stock Purchase Sale Plan.

Footnote F3

The reporting person was granted 12,000 stock appreciation rights (SARs) in 2019 that became exercisable upon satisfaction of performance requirements in 2022.

Footnote F4

The reporting person was granted 3,978 shares that vest on 3/1/2025, subject to employment at the vesting date.